HISTORY AND REALIZATION OF THE MATERIAL IMAGINATION
by Loren Goldner
Introduction
What follows touches widely
on a number of disparate topics, but it has as its aim an analysis of certain
problems in the history of philosophy and of scientific thought.
Its fundamental aim is to question the currently existing lines between "culture"
and "nature" and to posit a possible unitary theory encompassing both. (1979)
When this essay was first
written, its main polemical target was the kind of positivism posing as Marxism
represented
by a Coletti or the endless late 1970's debates over the "transformation problem".
No one had yet heard of the "culture
wars", still less of the "science wars". In editing it for publication today,
I have mainly added footnotes to later works,
and a passing reference to "post-modernism", which arose in part in reaction
to the sterility of the positivism and empiricism
attacked in this piece. (2001)
On the Origins of Modern Science in Neo-Platonism, the Kabbala and the Works of Hermes Trismegistes, and the Implications of these Origins for the Development of a Self-Reflexive Theory of Global Praxis
The history of modern
science is conventionally dated from the innovations in astronomy, optics
and physics made in early modern Europe from the 15th to through the 17th
century, innovations which were synthesized and transformed by the ambiguous
figure of Newton. If Newton is not to be wholly blamed for Newtonianism (1-footnotes
at end of text), it can hardly be denied that the ideology of mechanism which
issued from his works was the predominant "paradigm" for what constituted
science in the West (and not merely in the sciences of nature) until at least
the 19th century. If mechanism, empiricism and atomism, the three major modes
of thought which drew sustenance from official glosses of Newton's work,
have happily been laid to rest in physics itself, they do not cease to assert
themselves, to this day, as models for "scientific rigor" in most areas of
human endeavour, and particularly in those areas (such as the so-called "social
sciences") farthest removed from the actual cutting edge of modern research
in the natural sciences. The modern physicist is perfectly aware that science
has nothing to do with a plebiscite of "observable facts", but a parody of
the same epistemology--one vastly inferior to the works of Newton or Descartes--continues
to linger on, even in areas, such as contemporary Marxism, where it is least
expected.
The Newtonian revolution in physics (one whose true dimensions, in
the mind of its protagonist, remain unknown because of reluctance to publish
Newton's massive works, estimated at one million words for alchemy (2) alone,
in the esoteric sciences-- primarily alchemy, astrology and the Kabbala--of
the Renaissance) closed another development, that of the origins of modern
empirical science in three mystical or semi- mystical currents of antiquity:
the neo-Platonic tradition developed by Plotinus, Philo, the Pseudo-Dionysos,
Augustine and John Scotus Erigena (3); the Jewish Kabbala (4), a veritable
Jewish neo-Platonism which investigators date from the second century A.D.;
but which received its decisive formulation in the Hispano-Provencal region
in the 12th and 13th centuries (5); and finally, the works of Hermes Trismegistus
(Thrice Great), believed during the Renaissance to be an Egyptian (6) but
later discovered to be a thinker (or group of thinkers) of Hellenistic antiquity,
also of the second century A.D.
Neo-Platonism, the Kabbala and Hermetic science were the centers
of concern of the 15th-century Florentine Academy, most notably in the works
of Pico della Mirandola and Marcelo Ficino. The Academy, in turn, was decisive
for Giordano Bruno and the astronomers Johannes Kepler (7) and Tycho Brahe,
and to a lesser extent for Copernicus. It was this "world view" which made
possible the break with non-experimental scholastic science and the neo-Aristotelianism
of the schoolmen (8). It was "paradoxically" an other- worldy philosophy
which made possible a revolutionary breakthrough to the natural world itself.
Such influences necessarily evoke discomfort among the theoreticians
of modern empiricism and science, who long have explained the co-existence
of the "pre-scientific" concerns of these astronomers with substantive empirical
science as a sign of a "transition". It was indeed a transition, completed
by Bacon, Newton, Descartes and their progeny, and one which achieved a complete
break with such "metaphysical dross" and clarified the complete severance
between the observations of the conscious mind and the nature which it contemplated.
Res cogitans, res extensa.
We necessarily see things in a different light. The late 19th and
early 20th century revolution in physics has essentially closed the era of
mechanistic science, and placed the "constitutive" role of the "observer"
at the center of at least quantum physics. Modern thought is now compelled
to turn back to the "pre-scientific" phase of the origins of modern science,
and there to discover some startling anticipations of the problematic with
which the 20th century revolution in physics confronts empiricism and atomism.
The fundamental tenets of the new scientific world view are the following:
1) that there is no knowledge
of the material universe separate from the active constitution of human praxis;
mathematical theories made it possible for Einstein to re-value the conception
of light inherited from Newtonian physics, itself refuted by the Morley-Michaelson
experiment of 1887. The abandonment of the theory of the "ether", corpuscles
which were previously thought to bend light, and its replacement by a geometric
theory of space curvature, was one blow to mechanism in physics.
2) further, Einstein's fundamental insights were formalizations of pre-formal,
poetic conceptualizations about time and space. Einstein's question, at age
16: "What would the universe look like if I sat on a beam of light?" was the
pre-formal poetic imagination of a conceptual revolution (9). This fundamentally
poetic quality of creative scientific work, in its early conceptual stages,
the pre-formal "scaffolding" that is later knocked away from the formalized
final structure, is a key aspect of the convergences which we are trying
to illuminate here.
3) in modern physics, the foundations of a unified theory of the self-development
of energy (negentropy) (10) the unification of cosmology, biological evolution
and history into a single science, are made manifest. In the Newtonian world,
space and time were abstract dimensions for atomized objects and their interractions
(11). Concerning time, the evolution of post-Newtonian thought was captured
by Schopenhauer: "Before Kant, we were in time; after Kant, time is in us".
Human history is effectively a great game with time, a triumph of creativity
over linear time. In Heraclitus's conception: "Time is a child-king playing
with pawns, the royalty of a child". Or, for Marx: "Time is the dimension
of human freedom". Duiksterhuis wrote of the "mechanization of the world
picture"; contemporary science could refer to the "temporalization of the
world event".
4) the revolution in modern physics was made possible by the 19th century
German revolution in mathematics, itself a counterpart of the German philosophical
critique of British empiricism. From Gauss and Weierstrass, to Riemann and
Cantor, the fundamental question of German mathematics in this period is
the question of infinity.
And infinity-- a question posed for Western thought in its modern form since
Nicholas of Cusa and Giordano Bruno-- is the mathematical expression of totality,
or, in Marxian terms, of species-existence. The Hegelian revolution in philosophy
was the theorization of an internally-differentiated time continuum of infinity,
an actual infinity, (the transfinite, in Cantor's terminology) realized
within history: the concrete universal. In Marx's notion of the self-subsisting
positive and the "individuality as all-sided in its consumption as in its
production" (Grundrisse) this theory is given its practical expression as
the programmatic basis for the transformation of the world. The 19th-century
transformation of geometry from Gauss to Riemann pointed at least implicitly
to universe expansion, in their break with Euclidean geometry and potential
"temporalization" of space.
5) Modern physics thereby shows an historically-evolving universe (12), a
continuum (replacing the old "atoms and the void" of every atomism and empiricism),
a universe which is internally differentiated through time. It is an evolution
of energy states to ever-higher organizations of complexity. A material object
accelerated to the speed of light is space-time, and all apparently-discrete
"matter" is a space-time event.
6) 20th-century physics essentially revealed the universe to be activity,
or more precisely, self-activity. The universe is (potentially) self-reflexive;
the biosphere certainly is. The fundamental movement of the universe may
in fact be a systolic-diastolic movement of expansion and contraction of
energy, an empirical question still to be solved by modern research. Nevertheless,
Einstein's world is a world in which there are no absolute time or space.
In contrast to the contemplative view of time of even the most advanced philosophy,
the thought of Hegel in which Absolute Spirit looks back post festum over
the configurations (Bilder, or images) of its past stages, this thought is
the thought of an activity in which linear time collapses into a helix, a
Riemannian nested manifold. Humanity acting consciously to transform necessity
in a new historical manifold, in revolution, abolishes linear time, and all
previous moments are "recaptured" within the internally-differentiated time
continuum (13).
7) It can be no accident that the basic critique of Newtonian physics, and
of empiricism generally, happened precisely in Germany, and precisely in
a dialogue as it was carried out by philosophy (14). Leibniz had already
rejected absolute space and time, just as Spinoza had posited a notion of
infinity in the present (actuality, or actual infinity). Germany, and German
thought, was the location of history and historical thought par excellence,
the country which more than any other was compelled to realize and assert
the qualitative aspect of time (15). The fundamental breakdown of the Newtonian
universe begins with the critique of the primacy of the Euclidean geometry
which was its indispensable counterpart, in the revolution in geometry carried
out in Germany and in Russia in the wake of the French Revolution (16). There
is a tempting and uncanny parallel between the universal event which destroyed
forever the unitary, semi-cyclical and absolute space and time of Enlightened
absolutism, and the mathematics, centered in geometry, which attempted to
formulate a new, qualitative notion of space, one which at least implicitly
made the first breach between space and time as qualitatively distinct dimensions.
This geometry developed, beginning in the early 19th century, in Germany
and Russia, the two countries most acutely subjected to "combined and uneven
development". Lobachevsky's development of a negative non-Euclidean geometry,
in which the sum of a triangle's angles is less than 180 degrees, is followed
by Riemann's positive non-Euclidean geometry, in which the sum of the angles
of a triangle's angles is greater than 180 degrees. This formulation of a
positive non-Euclidean space is the later foundation of a physics based on
space-curvature, an expanding universe, and a general theory of the self-development
of energy. It is space entered into time, the historical time generalized
and made conscious by the French Revolution, and ultimately demonstrated
to be indistinguishable from time, and from energy.
We begin to see the
significance of pre-Newtonian, pre-Cartesian science from the fact that it
as well was preoccupied with an earlier version of actual infinity. Perhaps
the greatest revolution of 17th century science was the revival and further
development of the Zeno-Parmenides "asymptotic" infinitismal, the idea of
infinity as something "at tne end" of time. That this was by no means the
case for pre-Cartesian philosophy is demonstrated by the theories of Nicholas
of Cusa, who already in the 15th century had posited a geometry in which
two parallel lines extended infinitely into space ultimately converged. A
curved space is a self-reflexive space, a space-time in which infinity is
present in self- development. For pre-Cartesian science, with its ideas of
macrocosm and microcosm, the universe was not only alive, but the mind of
the scientist did not stand outside the "objective" world it apprehended
(17). It was not, in Marx's phrase, vulgarly squatting outside the universe.
Neo-platonic science posited man, and man's scientific activity, as part
of the universe.
What was at stake in the struggle between neo-Platonic (Hermetic- Kabbalistic)
science and nascent empiricism in the 17th century was fundamentally the
question of the creativity of the intellect (18). (The neo-Platonists of
course often interpreted this creativity as the creativity of God.) At the
heart of these currents was a preoccupation with the creation of the world,
drawn in different ways from the "emanationist" views elaborated by Plato
in the Timaeus. These traditions all posit the creation of differentiation
(material forms) as emanations of an original, single unity of energy. In
the classic neo-Platonic formulation, God-- who is absolute, non-determined
and perfect-- is discontent with this "in itself" perfection, and "disperses"
himself (the Kabbalistic stage of the "broken vessel" (19) only to reconstitute
himself on a higher, non-alienated level of greater perfection, or perfection
in-and-for-itself, as it were. It is not difficult to see in this triadic
movement of unity/ externalization and alienation/ higher unity the foundation
of the Hegelian dialectic (20), and also the methodology of the three volumes
of Capital: capital- in- itself, or the immediate production process; capital-for-itself,
or the reproduction of the total social capital, understood naturally not
as a sum but as a totality distinct from its individual capital parts; and
capital-in-and-for-itself, vol. 3, where the interaction of these two moments
with the world of capitalist production produces the real movement of the
Kreislauf des Kapitals, the (helical) circle of capital, itself nothing more
than the real- world movement of Hegel's alienated Kreislauf of the spirit
described in the final pages of the Phenomenology , wherein the Spirit looks
back on the configurations (Bilder) of its own previous stages. Capital is
Hegel's Spirit: totality apparently moving by itself. Marx's Capital is is
nothing other than the phenomenology of labor-power coming to its concept,
discovering itself as the unconscious mover of an apparently autonomous world.
The world of Capital is the inverted world (verkehrte Welt) described by
Hegel, and earlier by Plato in the Timaeus; it is a world in which
"...In capital-profit, or better still in capital-interest, land-ground rent, labor-wage, in this economic trinity as the congruence of the components of value and wealth in general with its sources, the mystification of the capitalist mode of production, the reification of social relations, the immediate convergence of the material relations of production with their social-historical determinacy is completed: the enchanted, inverted world set on its head, where Monsieur-le-Capital and Madame la Terre, as social characters and simultaneously as mere things, carry on their macabre dance. It is the great merit of classical political economy to have dissolved this false appearance and deception, this autonomization and fossilization of the various social elements of wealth in relation to each other, the personification of things and the reification of production relations, this religion of everyday life ... " (my translation and emphasis- LG) Capital, (New York, 1967), vol. 3, p. 830.
In the German original, those words whereby Marx "plays around" with Hegelian vocabulary, as he puts it in the introduction to vol. 1, are underlined:
"...Im Kapital-Profit, oder
noch besser Kapital-Zins, Boden-Grundrente, Arbeit-Arbeitslohn, in dieser
oekonomischen Trinitaet als der Zusammenhang der Bestandteile des Werts und
des Reichtums ueberhaupt mit seinen Quellen ist die Mystifikation der kapitalistischen
Produktionweise, die Verdinglichung der gesellschaftlichen Verhaeltnisse,
das unmittelbar Zusammenwachsen der stofflichen Produktions mit ihrer geschichtlich-sozialen
Bestimmtheit vollendet: die verzauberte, verkehrte und auf den Kopf gestellte
Welt, wo Monsieur le Capital und Madame la Terre als soziale Charaktere und
zugleich als blosse Dingen ihren Spuk treiben. Es ist das grosse Verdienst
der klassischen Oekonomie, diesen falschen Schein und Trug, diese Verselbstaendigung
und Verknoecherung der verschiedenen gesellschaftlichen Elemente des Reichtums
gegeneinander, die Personifizierung der Sachen und Versachlichung der Produktionsverhaeltnisse,
diese Religion des Alltagslebens aufgeloest zu haben
(Das Kapital, Bd. 3, MEGA, Berlin 1975, pp. 838-39)(21)
In this summary paragraph
from vol. III, Marx discovers, behind three false moments, a fourth, previously
unknown term: the self-development of labor power. That Marx explicitly links
this trinitarian conception to religion, the "religion of everyday life",
and to a fourth term which does not appear on the surface of capitalist life,
but which is in fact the motive force of the entire "inverted world", namely,
labor power, makes him a direct heir to the neo-Platonic tradition.
Reason has always existed, but not in its rational form.
The revolution of neo-Platonism, which begins in roughly the second
century A.D. (simultaneously with Hermeticism and the Kabbala), was the fusion
of the Aristotelian notion of development with the static Platonic notion
of the World-Idea. This fusion resulted in the theory of the creation of
the world through the triadic movement of unity- dispersion- higher unity.
It was fundamentally this dynamic view of creativity which attracted the
Renaissance scientists. At one level or another, neo-Platonism has discussed,
through the creativity of God, the creative activity of man. (Kepler comes
most immediately to mind; for him, scientific investigation was the royal
road to the "mind of God".) For most of these philosophies, consciousness
is a series of stages of upward movement, at the highest level of which consciousness
becomes a God-consciousness. In the ninth- century theologian John Scotus
Erigena, for example, this fourth, highest stage of nature is called natura
naturans, nature which creates but which is not created. Although not self-
reflexive (Erigena places nature which both creates and is created on a lower
level) we see in theological form an anticipation of Hegel's world spirit,
an in-and-for-itself subject which is the object of its own activity (22).
Thus for Kepler or Tycho Brahe, the discovery of the Platonic (or Pythagorean)
unity of the physical world was the structure of the divinity, and moreover,
a structure of the divinity which corresponded to the mind of man (23). The
belief in the geometric structure of nature, as a manifestation of the forms
of the World-Idea, prompted neo-Platonic astronomers to seek out these mathematical
structures in nature itself; it was thus a belief that the forms of the mind
(or at least the "mind of God") and the forms of nature were the same, based
on a mystical emanationist philosophy of the creation of the world, which
led to actual empirical breakthroughs which the apparently more "empiricist"
neo-Aristotelian scholasticism, by itself, would never have made. We see
here, as with the 19th century and 20th century revolutions in mathematics
and physics, that conceptual leaps in science are made not through empirical
investigation of "facts" by themselves, but by new conceptualizations which
create and account for new "facts". As Newton put it succinctly: "I could
not understand it from the phenomena". And as Einstein summarized: "It is
the theory which decides what we can observe"(24).
Microcosm-macrocosm: that what is true for the laws of the creativity
of the mind must be true for nature as a whole. In discovering within the
natural world structures anticipated by pre-cognitive, pre-formal and pre-empirical
conceptualizations, the neo- Platonic astronomers were proving what we can
call the "negentropic" quality of human thought: thought not as the "parallel"
or "reflection" of energy but, when understood as a concrete moment of the
practical creativity of the universe, as the higher organization of energy
itself. It is this view which returns with post-Newtonian science, wherein
figures such as Einstein place poetizing conceptualizations at the center
of scientific creativity.
The pre-mechanist, Renaissance idea of actual infinity entered mathematics
per se with Cantor's transfinite. Cantor was steeped in the philosophical
discussions of the infinite, and explicitly discusses the views of Spinoza,
Leibniz and Nicholas of Cusa in his paper on the transfinite (Foundations
of a General Theory of Manifolds, 1883)(25).
Another substantive question at issue here is that of determination
(Bestimmung) as it has been treated by philosophy since the beginning, and
posed mythically in the Old Testament. The task of philosophy from Heraclitus
to Hegel, and of theory since Marx, has always been to concretely situate--
to determine-- particulars in relationship to the whole, or totality. A stand
on the question of particulars-- of concrete Being-- is itself a metaphysics
or philosophy, and the answer to this question, whether as in-and-for-itself
self-reflexive development (Hegel and Marx) or as the overt anti- universality
of medieval nominalism or its 20th- century counterparts, logical positivism
and existentialism (and most recently "post-modernism") is the basis for
fundamentally opposed world outlooks. An answer to the question of particular-
universal determination which locates universals as real within particulars
is the hallmark of every current of thought we are examining. In fact, the
very foundation of Judeo-Christian civilization, the idea that at a specific
moment, eternity entered time and the infinite and the finite were mediated
in the person of a living individual already posed the question of the "transfinite"
for Western thought. But it was present, even earlier, in Moses' encounter
with Yahwe in the Old Testament, where the divinity appears as a burning
bush and answers the question of identity as: "I am that I am".(26)
The question of determination is moreover linked, in the early phases
of neo- Platonism and Kabbalism, to the questions, touched on above, of creativity
and inversion. In its alienated state, after leaving the in-itself perfection
of its beginnings, consciousness is confronted with dispersion; sense-certainty,
or the apparently self-evident discreteness of the objects of the senses.
In the reintegrated unity of a consciousness in- and- for - itself (to use
Hegel's term) the neo-Platonic view of truth discovers the immediate contents
of consciousness to be false until re-located on a kind of "wheel" or ascending
helix in time (which is time); no specific content or determination is true;
the truth is the process of the continuous self-development of consciousness
through the specific determinations. Truth is process, the process of self-development:
self-development of the universe (cosmology), self-development of the biosphere,
self- development of the human species. Or, in Marx's formulation, the communized
individual is a "hunter by morning, fisherman by afternoon, critical critic
by night", without for all that "being" (predication) hunter, fisherman or
critical critic. The communist individual will not be any specific determined
content, but will be a process or relationship to a nested manifold of socially-mediated
activity.
Hegel expresses this idea in the following passages:
"Die Sache selbst verliert dadurch das Verhaeltnis des Predikats und die Bestimmtheit lebloser absktraker Allgemeinheit, sie ist vielmehr von der Individualitaet durchdrungene Substanz; das Subjekt, worin die Individualitaet ebenso als sie selbst oder als diese wie als alle Individuen ist, und das Allgemeine, das nur als dies Tun aller und Jeder ein Sein ist, eine Wirklichkeit darin, dass dieses Bewusstsein sie als seine einzelne Wirklichkeit und als Wirklichkeit Aller weiss..." (Phen.des.Geistes, 1970, p. 310)
"The thing itself thus loses
the relationship of predicate and the determination
of lifeless, abstract generality, and becomes much more a substance full
with
individuality; the subject, wherein individuality is to all individuals as
it is to
itself or to another; and the general, which only as this activity of all
and of each
individual is a being; and finally, a reality, insofar as this consciousness
knows it
as its individual reality and as the reality of all..."
"sie sind Predikaete, die
noch nicht selbst Subjekte sind..."
(P.d.G., p. 373)
"they are predicates, which are not yet subjects..."
Marx places the same idea in its practical-social form when he says:
"...it is only when objective
actuality generally becomes for man in society
the actuality of essential human capacities, human actuality, and thus the
actuality
of his own capacities that all objects become for him the objectification
of himself, become objects which confirm and realize his individuality as
his objects,
that is, he himself becomes the object..."
(Economic and Philosophical Manuscripts, in Easton and Guddat, eds.
Writings of the Young Marx, p. 309)
Or again, where the link is made explicit between the inverted world and alien determination s, creations of men which appear to men to create them:
"...Man makes religion, religion does not make man...But man is not an abstract being squatting outside the world...This state and this society produce religion, which is an inverted consciousness of the world because they are an inverted world...(Religion)...is the fantastic realization of human essence inasmuch as human essence possesses no true reality." ("Towards a Critique of Hegel's Philosophy of Law" in Easton and Guddat, op. cit. p. 250.)
For the reader who might be inclined to counterpose the "young" Marx who wrote the above passage to the "mature, scientific" Marx of Capital, and for whom the articulation of the same idea in the "Trinity" passage of the final pages of vol. III, (as quoted earlier), is not ultimately convincing, the following passage is worth considering:
"At the level of material
production, the real process of social life...we find
the same relationship as at the level of ideology, in religion: the subject
is
transformed into object, and vice versa. (From the "Unpublished Sixth Chapter"
of vol. 1 of Capital. The quote is translated from the 1971 French
edition, p. 142.
This unpublished chapter was translated into English as an Appendix "Results
of the Immediate Process of Production" in the 1976 Penguin edition.)
This veritable Phenomenology of the Material Reproduction Process continues:
"...this money and these
commodities, these means of production and these means
of subsistence rise up as autonomous powers, personified by their owners
in opposition to labor power, stripped of all material wealth...the material
conditions, indispensable to the realization of labor, are estranged (entfremdet)
from the worker and, moreover, appear as fetishes endowed with a will and
soul of their own...commodities, finally, appear as buyers of people..."
(p. 165
Our purpose here is not to multiply quotations stating the same fundamental idea of the inversion of subject and object from other sections of Capital, the Grundrisse, or Theories of Surplus Value. It is merely to establish that for Marx, and in a still-mystified form for Hegel, inversion(27) and determination are the same, i.e. the domination of human activity by apparently autonomous creations, or predications, or determinations, constitute the essence of alienation for Hegel and for Marx. And this view in turn is nothing but a non- mystified version of the phase of "dispersion", externalization and "broken vessels" (Kabbala) described in the neo-Platonic theories of creation which we have discussed. Marxism is the reason in its rational form of the mystifications of neo-Platonism, which still located creativity in God and not in socialized man. The concrete, demystified articulation of this creativity is as follows:
"...(Capital)...thus creates
the material conditions for the development of the rich individuality which
is as all-sided in its production as in its consumption, and whose labor also
no longer appears as labor, but as the full development of activity itself..."
(Grundrisse, New York 1973, p. 325)
on, in anticipation, Hegel:
"the spirit is activity..." (P.d.G.)
We therefore submit that if anyone wishes to speak of "science" without an understanding of these elementary truths of the history of science, thought and social practice, without posing science as the self-comprehension of self-reflexive global labor power, without recognizing the truth of Marx's assertion that
"...the chief defect of
all previous materialism (including Feuerbach's) is that the
object, actuality, sensuousness is conceived only in the form of the object
or
perception, but not as sensuous human activity, as praxis, subjectively...Feuerbach
wants sensuous objects actually different from thought objects, but he does
not comprehend human activity itself as objective..." (First "Thesis on
Feuerbach"),
such an individual can only be considered beneath the demands, and the most advanced
theory of our time.
To return again to our
discussion of neo-Platonism and the origins of modern scientific thought,
we note that the problem of determination and predication existed for these
early modes of thought as the problem of the attributes of God (as in Maimonides
and Spinoza): God was Ab-solute, Undetermined. Determinatio est negatio,
limitation. The revolution of modern thought is the discovery of a solution
to the relationship between the infinite and the finite relocated in man's
self-activity, man's universal or species-activity having as its goal the
transformation of himself: Hegel's concrete universal, Marx's species-individual,
and entering mathematics as Cantor's transfinite.
What is the relationship between this "history of philosophy" and pre-philosophical
myth, on one hand, and modern thought on the other? Between the end of classical
Hellenic philosophy, culminating in Plato and Aristotle, and the revival
of Renaissance science and thought, there occurred a new, and often-neglected
stage in philosophy, which was reintroduced into Europe after 1100 through
Moslem and Jewish sources. The thought of antiquity returned, but it returned
on a higher level. The Arabic-Judaic culture which developed from the 9th
through the 12th centuries from Bagdad to Cordoba, which was in turn deeply
marked by the Hellenistic philosophy and science of late antiquity(28), was
a qualitatively higher development of antiquity, and when Hellenic antiquity
in the work of Aristotle and then Plato was rediscovered in the West from
the 12th to the 15th centuries, it was with the incorporated revolution in
thought, expressed in the works of figures such as Ibn Sina, of Hellenistic
neo-Platonism synthesized and moved to a higher levels.
The significance of this idea can be seen if we recall the role of mathematical
theory in the two scientific revolutions which created modern physics, those
of the 15th-17th centuries and of the 19th-20th centuries. While it is in
fact the case that the Renaissance neo-Platonists, (and first of all Kepler),
or later Einstein, came along to discover material which had been around
for millions of years, that is not the full story. The rise of early modern
astronomy and the appearance of relatively are two moments of historically-determined
manifold changes which are constituent parts of broader transformations of
man's self-activity "in" nature, i.e. of conscious nature's self- activity.
New manifolds of human praxis in nature had to come into existence for Kepler
or Einstein to "see" elliptical orbits, or space-curvature (respectively).
It is not that the earth began to circulate around the sun because Copernicus
conceptualized its necessity; it is not that space became curved because
Einstein's theory explained the precession of the perihelion of Mercury in
a way incompatible with Newtonian gravitational theory; it is that each of
these theoretical revolutions created theoretical structures for apprehending
these specific, "given" phenomena as part of a moment of a general, active
transformation of humanity's relationship to the biosphere.
Every society creates the cosmology and the physics it requires to express
that relationship, and every stage of social development requires its own
cosmology and physics. It is not that certain phenomena, such as the acceleration
of a falling body in the earth's field of gravity, are different in different
manifolds(29); it is, on the contrary, that such given particulars are located
as truth only within different theoretical frameworks which make them visible
in the first place. (As Einstein said, "It is theory which decides what we
can observe", though he did not go on to say that such theories evolve as
as part of new phases of human biosphere praxis.)
Thus human reconceptualizations, such as those of Copernicus, Kepler
or Einstein, effectively transform the laws of the universe insofar as they
are active practical constitutions(30) of the universe at new, determinate
manifolds. Newtonian physics remain true within Einsteinian physics, as a
subset located within new general laws. Einstein's overturning of Newton
is a classic case of the unmasking of a fallacy of composition, in which laws
which are locally true (for observable phenomena of the earth's framework)
are emphatically false at the level of the universe as a whole(31), in replication
of the Marxian distinction between truths for individual capitals and the
total social capital.
In physics as in the critique of political economy, the totality is
not a sum.
Through the evolution of human praxis, the biosphere itself has evolved,
and has even extended beyond the earth itself. There is today no nature which
can be understood in isolation from global social praxis; nature is that praxis.
To discuss the laws of that nature without a discussion of the evolution
of the laws of human praxis, the highest mode of conscious nature-praxis,
is a futile enterprise. A science of the evolution of the biosphere which
excludes the transformation of the laws of activity of the highest organization
of energy within that biosphere is an incomplete science.
A similar example can be drawn from modern physics. Certain of the newer
(trans-uranian) elements, such as Berkelium or Californium, do not exist
"in nature"; they are human creations from the beginning. To be accessible
to observation, they must be pushed to speeds approaching the speed of light
in linear accelerators to leave traces from which meaningful constructs about
them can be formulated. The laws of the creation and nature of such elements
are praxis-governed from the outset. Not only do they not exist separately
from the observer; they do not exist separately from the activity of the
observer.
Finally, it is necessary to respond in advance to the possible objection
from a partisan of the Kuhnian "paradigm", who will agree with the assertion
that theory decides what can be observed, and that therefore there are no
visible "facts" whatever without theory, but will go on to assert that the
succession of these paradigm theories is not determined by any necessity,
and that because reality for science is a theoretical construct there can
be no progress in science. To posit such progress, for a Kuhnian, is to once
again posit the existence of an nature to which science is a greater and
greater approximation of external truth.
The reader will see, from the previous discussion, the fallacy of such
an objection. It agrees with vulgar empiricism in positing a nature in which
human activity is not a qualitative transforming presence. For empiricism,
nature exists independently of observation, operating according to laws which
a passive scientific observers deciphers.
For the Kuhnians, nature is admitted to be visible only to the extent
that it is theoretically illuminated, but it is conceived as independent
of any necessary determinacy for the specific theory and without any recognition
that it is the activity of the theoretician, and the side of theory as on
the side of nature, which is in question.
In short, Kuhn's theory is beneath the truth of Marx's First Thesis
on Feuerbach, in which Marx points out Feuerbach's inability to see that
human activity is objective. When we assert that the poetic conceptualizing
powers of the human mind-in-act, or active intellect, are higher forms of
the organization of energy, are conscious energy apprehending its own practice,
we necessarily reject the notion that such conceptualization does not proceed
according to laws and that its theoretical constructs are in any way arbitrary.
They are, on the contrary, specific responses to theoretical- practical crises
in human self-activity in the biosphere, and they conceptualize new advances
in that practice. They are determined (in the sense of our earlier discussion
of determination: given content) by the practical problems posed by necessity,
and as solutions to those problems. They are assertions of freedom in the
context of transforming necessity at any specific stage. A scientific theory
which revolutionizes the view of nature is by definition a theory which poses
a revolution in human reproductive activity "within" nature. It is, finally,
"natura naturans", nature which creates.
This transformation of laws by transformation of conceptualization is
the meaning of the "active intellect" as elaborated by such Arab neo-Platonists
as Ibn Sina. Restated in more appropriate modern form, it is the power of
the human intellect to transform and move the laws of the universe themselves
to higher stages as it moves human praxis to higher stages. It means that,
because there is nothing whatever which is arbitrary about conceptualization
and poetizing thought, but that on the contrary the poeti c imagination itself
develops lawfully, that poetizing activity is an energy state. What runs
through the highest levels of philosophy from the neo-Platonism of late antiquity
onward is the idea of self- creating energy, non-imagistic (irreducible to
discrete objects) and non-determined, not reified.
Thus the origins of modern science, far from being an ill-conceived
and arbitrary eclecticism containing pre-scientific and empirical investigation
simultaneously, turn out to be a qualitatively different method of investigation,
one whose fundamental ideas place the constitutive imagination-intellect of
the scientist at the "center" of creation. The quantivative superiority
of the mechanistic world view which triumphed in the 17th century (although
as Leibniz and William Blake were aware, in their very different critiques
of Newton, only relatively) swept aside the fundamental truths of Renaissance
science for three centuries until its underlying assumptions began to reach
their limits
in the overall crisis in which the "addition" of micro-rationalities led
to "sum" which was in fact a totality of absurdities.
A modern scientific outlook thereby rejoins pre-Newtonian theories at
a higher level. It asserts that the world is activity, and that there is
no contemplative truth outside of activity. It further discovers pre-formal
poetizing thought to be, not merely an "anticipation" of formal mathematical
truth, but the direct activity of energy itself, moving lawfully to higher
levels of organization. The poetic faculty of man is negative entropy, i.e.
negentropy, i.e. matter evolving to higher states and transforming the laws
of its activity. It is no mere parallel to or approximation of such a process,
the process of humanity constituted as a collective praxis of conscious nature
(hylozoic, or living matter).
The conceptual counter-revolution of Cartesianism and Newtonianism was
the division of the world, the placing of thought outside the universe. From
this division comes the classical separation of imagination and reality;
"it's only imagination" is the battle cry of all literalism and empiricism,
which do not see the condensation(32) (poetizing) activity of the imagination
as the basis of scientific creativity. In Hegel's Phenomenology, Freud's
Interpretation of Dreams and in Marx's Capital, discreet imagistic
entities are revealed, in different ways, to be "lower moments" of higher
energy states, of process.
In the neo-Platonic origins of Marxism(33), in the critique and practical
struggle against the inverted world, we move toward a completely new conception
of imagination.
It is the literal realization of Rimbaud's prophecy: "Poetry will
no longer mark the rhythm of reality; it will go ahead..." ("La poesie ne
rhythmera plus la realite; elle ira en avant"). It will be a world of the
realization of the powers of the imagination, the end of the separation in
which it will be possible to say "that's only imagination". In the development
of neo-Platonism and other "mystical" currents, into the modern philosophical
conceptions of infinity from Cusa and Bruno to Spinoza and Hegel, in the
species-individual of Marx and in the transfinite of Cantor are posed such
energy states, beyond any specific determination, a turning spiral of creativity,
of time renewed and renewing. We are the infants of a world in which the
conceptual and practical problems (and they are vast) of these currents will
converge into a new, unified self-reflexive theory of the universe, the biosphere
and history, a world in which the material imagination will be the ends and
means of its own self-reproduction, in which its exercise "for its own sake"
will be the means and the goal:
"...When the narrow bourgeois
form has been peeled away, what is wealth, if not the universality of needs,
capacities, enjoyments, productive powers, etc. of individuals, produced in
universal exchange? What, if not the full development of human control over
the forces of nature--those of his own nature as well as those of so-called
"nature"? What, if not the absolute elaboration of his creative dispositions,
without any preconditions other than antecedent historical evolution which
makes the totality of this evolution--i.e. the evolution of all human powers
as such, unmeasured by any previously established yardstick, an end in itself?
What is this, if not a situation where man does not produce himself in any
determined form, but produces his totality? Where he does notseek to remain
something formed by the past, but is in the absolute movement of becoming?"
K. Marx
Pre-Capitalist Economic Formations
Footnotes
1-The ideologization of Newton's
work in a political context is explored in M. Jacob, The Newtonians and
the English Revolution, 1689-1720 (1976); a complementary work on the
ideology of atomism in the same context is J.R. Jacob, Robert Boyle
and the English Revolution (1977
2-Cf. above all the two books of B.J.T. Dobbs, Foundations of Newton's
Alchemy (1975) and Janus Face of Genius. The Role of Alchemy in Newton's
Thought (1991)
3-The importance of this current for the origins of Marxism is presented
in L. Kolakowski, Main Currents of Marxism, vol. 1, ch. 1. (1978)
4-On the possible influence on Jewish mysticism on Newton, cf. Brian Copenhaver,
"Jewish Theologies of Space in the Scientific Revolution", in Annals of
Science (37), 1980. More generally, the interpenetration of theology,
philosophy and science up to the 17th century is presented in A. Funkenstein,
Theology and the Scientific Imagination, 1987.
5-Obviously the works of Gerschom Scholem are a basic starting point for
this tradition.
6-Frances Yates. Giordano Bruno and the Hermetic Tradition, 1964.
7-On Kepler, cf. J.V. Field, Kepler's Geometrical Cosmology, 1988;
also G. Simon, Kepler astronome astrologue, 1974.
8-The classic presentation is E.A. Burtt, Metaphysical Foundations of
Modern Science, New York 1954.
9-This side of Einstein, as well as his later break with the logical positivists
of the Vienna Circle who tried to claim him as one of their own, is explored
in Gerald Holton, Thematic Origins of Scientific Thought. (1973). See
also Einstein's letter to Jacques Hadamard on his own non-verbal creative
thought processes in the collection of B. Ghiselin, ed. The Creative Process,
1952.
10-The idea of negentropy, or entropy reversal through higher complexity,
is developed by (among others)
O. Costa de Beauregard, Second Principe de la Science du Temps (1963),
and La Notion du Temps (1963).
11-Again, on the theological dimensions of Newton's work, particularly as
it concerns the notions of absolute space, cf. J. Zafiropulo, Sensorium
dei dans l'hermetisme et la science (1976), and X. Renou, l'Infini
aux limites du calcul (1978).
12-The expansion of the universe was derived from Einstein's general theory
of relativity by the Russian Friedmann in 1922 and experimentally confirmed
by the astronomer Hubbell in 1930. Einstein called his attempts to oppose
this implication of the "cosmological constant" the greatest mistake of his
life. A further historicization of the universe was the Wilson-Penzias discovery
in 1965 of the "cosmic microwave background", which confirmed (for most physicists)
the "Big Bang" theory of universe origins, and settled the ongoing debate
between the "steady state" school of James Jeans and the school of Fred Hoyle
in favor of the latter. By 1980, physics, which had marginalized the cosmological
problematics of general relativity since 1930, was deeply involed with theories
of "the very early history of the universe" (cf. S. Weinberg, The First
Three Minutes,1977).
13-While not at all in the Hegel-Marx tradition, the understanding of time
in Jean Gebser, Ursprung und Gegenwart (1949; English translation
The Ever-Present Origin, 1986) has a similar idea of a "primitive"
phase returning on a higher level. One classic statement in the Marxian tradition
is Engels' Origin of the Family, wherein he calls communism "the Stone
Age returned on a higher level".
14-This critique is documented by L. Pearce Williams, Origin of Field
Theory, 1966.
15-This is expressed in Marx 's (and later Trotsky's) theory of "permanent
revolution".
16-Again, Gebser (op. cit.) has one of the rare discussions of the appearance
of non-Euclidean geometry in an historical context.
17-The German word for "object", Gegenstand, captures the external, contemplative
aspect of objectivity; an object is something which "stands against", "over
and against", the observer (gegenüberstehen).
18-Already in late antiquity Plato-influenced Christian philosophers had polemicized
against Aristotle's
idea of the eternity of the world because it denied creation. This, in theological
form, was an expression of the creativity of the intellect that later resurfaced
in the Renaissance. Cf. Sorabji, R. ed. Philoponus and the Rejection of
Aristotelian Science.
19-Fundamental in particular to Lurianic Kabbala. Cf. H. Bloom, The Breaking
of the Vessels (1982).
20-It also has deeper historical roots in the Egyptian myth of Osiris, and
the latter's death, dismemberment and resurrection. Cf. Anton Ehrenzweig,
The Hidden Order of Art
21-For further elaboration of the concept of the inverted world as the core
concept of Marx's Capital, see R. Rosdolsky's Development of Marx's
Capital; R. Reichelt's Struktur des
"Kapital"-Begriffs bei Marx, I.I. Rubin's Studies in Marx's Law
of Value, and J. Seigel's Marx's Fate, 1978); for Hegel's discussion
of the inverted world (verkehrte Welt) see
Phaenomenologie des Geistes, Frankfurt 1970, pp. 128-131.
22-Erigena's major work is On the Fourfold Division of Nature.
23-This "microcosm-macrocosm" world of "correspondances" obviously had its
flaws, but the distancing of all of nature into a representation was not
one of them.
24-Again, on Einstein and his repudiation of Machian sensationalism, cf.
G. Holton, op. cit.
25-It is curious, and possibly noteworthy, that in 1883 as well Friedrich
Nietzsche first formulated his theory of the "eternal recurrence" (ewige
Wiederkehr des Gleichen), turning bourgeois thought in a completely different
direction, and (at the very least) repudiating any idea of progress, linear,
non-linear or otherwise.
26-For an excellent discussion of the emergence of Greek philosophy, and particularly
the early thought of Heraclitus and of the Eleatics (Parmenides) out of the
mythopoeic thought of ancient Egypt and Hebrew monotheism, cf. Henri Frankfort,
The Intellectual Adventure of Ancient Man. The "I am that I
am" of the Old Testament anticipates in theological form the actual infinite
idea, most thoroughly elaborated by Hegel, that in every "particular" "sense-certainty"
phenomena there is ALREADY presupposed the world historical totality, i.e
that such discreet "facts" do not exist except on the basis of world history.
27-Seigel op.cit.
28-The Arab appropriation of Hellenistic philosophy and science after the
7th century is elaborated in the early volumes of P. Duhem, Le Systeme
du monde. 10 vols. 1910-
29-Nevertheless, Dirac posited an evolution of the gravitational constant,
and the Russian geochemist
Vernadsky showed how life, including human life, was modifying even the earth's
crust.
30-One need only think of the practical applications of Einstein's general
relativity, such as the calculation of satellite orbits, or the photon-cell
technologies spun off of his early paper on photons, to see how "theory becomes
a practical force".
31-The discussion of black holes in John Wheeler's book Gravitation
(1973) posits a "singularity" at which
the known laws of physics go out the window.
32-The German language captures this connection more directly. The root word
"dicht", or dense, gives
the word "Dichtung", poetry; poetry is the imagination's "work of condensation",
as are dreams in Freud's conception.
33-The development of the neo-Platonic dialectic from Plotinus through Erigena,
Eckhart, and Boehme to Hegel is only one source of Marx, but fundamental
in the development of the
concept of the "inverted world". Cf. L. Kolakowski, op.cit.
From the Break Their Haughty
Power web site http://home.earthlink.net/~lrgoldner