Pierre Broue. Trotsky. Fayard, 1988. 1105 p.
Pierre Broue, French historian, Trotskyist, militant, and editor of
the Cahiers Leon Trotsky, has just published an imposing biography of the
"organizer of victory" of the October Revolution. As the Soviet state takes
timid steps toward the tacit or full rehabilitation of Trotsky, the appearance
if this book seems timely indeed. That rehabilitation will be meaningful
only when Trotsky's writings become widely available to the Soviet public
and when the historical truth about his role in the revolution and in the
establishment of the young Soviet state (a role second only to Lenin's) can
be freely discussed in open debate. When virtually every other "old Bolshevik"
murdered by Stalin has been rehabilitated under Gorbachev, the caution with
which the partisans of "glasnost" proceed in the case of Trotsky is testimony
to the explosiveness of the questions linked to his name, questions with
real implications for contemporary Soviet and world politics. Today, the
prospect of a prompt Russian translation of books like Broue's and of their
diffusion in the current ferment in the Soviet Union is merely a heady one.
Only a few years ago, it would have been surreal. One can think
of few people more qualified than Broue to write this biography. For 45
years, the author has been active in Trotskyist politics in France, where
Trotskyism has arguably been of more real political importance than in any
other country outside the Soviet Union itself. He has authored massive tomes
on the Bolshevik party, the German revolution and the Spanish revolution,
each in the orthodox mold of the master; he has edited and prefaced an authoritative
French edition of Trotsky's post-1928 writings; he has been at the center
of much "Trotsky research" of recent decades, and was at the door of Harvard's
Houghton Library on the day, in 1980, when Trotsky's archives were first
opened to the public. Broue's biography of Trotsky is necessarily
read in the shadow of Isaac Deutscher's lengthier study, whose final volume
appeared in 1963. In the past decades, the rise at a "Sovietology" inspired
by the Cold War has made possible serious biographical studies of most of
the revolutionaries of the 2nd and 3rd Internationals. (To their credit,
neither Deutscher nor Broue, as politically-committed leftists, can be called
"Sovietologists", let alone Cold Warriors.) Significantly absent from this
scrutiny has been a biography of Lenin that even approaches what both Deutscher
and Broue have done for Trotsky. Lenin's life blends all too completely
into the history of Bolshevism and of the revolution itself. Some intangible
quality in his personality, the supreme product of the century-long evolution
of the Russian revolutionary milieu, has defeated every attempt to evoke
the man behind the cascade of statistical studies of Russian agriculture,
questionable epistemology, factional polemics, and central committee resolutions
which constitute the bulk of his writings. By partisan accounts, even some
of Lenin's most historically significant speeches were delivered with the
cool pedagogy of an accomplished schoolmaster. For many, Lenin's utter lack
of the qualities conventionally associated with "charisma", combined with
his steeled pursuit of one lifelong goal, was precisely the source of an
overwhelming charisma. But the "wine, women and song" in a life devoted
to honing an apparatus and leading it to power have thus far eluded a biographer
worthy of the man. One even senses that Lenin, lacking any trace of personal
vanity, would take pride in this. The problems confronting the biographer
of Trotsky are of a rather different order. Trotsky lost. He is not first
remembered, by the average reader, for his unique application of the theory
of permanent revolution to Russia, for his almost unparalleled oratorical
skill in the 1905 and 1917 revolutions, for his military organization of
the seizure of the Winter Palace or for building the Red Army (indeed, for
decades, in both the Soviet Union and even in supposedly "progressive" circles
in the West it was flatly denied that he had done any of these things).
Trotsky is remembered as the man who was defeated by Stalin. Lenin had admirers;
Lenin had enemies. But there is (unfortunately) little controversy among
his admirers and his enemies over what Lenin stood for and what he accomplished.
"Leninism", a term invented after his death by Stalin, is part of the official
ideology of 20 countries and countless political parties in the world today.
Trotsky's name, on the other hand, has until very recently been associated
with anathema in those same countries and in many of those parties; where
there is discussion of Trotsky, there is controversy, in a way there is
not with Lenin. With Lenin, there is a problem of saving him from many "Leninists"
who are in fact merely Stalinists; with Trotsky, there is first of all a
problem (pace the 40 contemporary variants of Trotskyism) of establishing
his true historical stature, almost on a par with Lenin, in order to then
laugh, cry or simply understand. It is therefore hardly surprising,
yet still noteworthy, that both of Trotsky's major biographers, Deutscher
and Broue, have come out of the Trotskyist milieu. Deutscher's 3-volume
study appeared from 1954 to 1963, at a time when such a biography was still,
even in the West, very much an act of historical recovery. (He had, in 1949,
published a single volume on the life of Stalin.) Prior to 1980, Deutscher
was one of the very few individuals allowed to consult, ,Trotsky's archives
at Harvard. For all its sweep and novelty in the atmosphere of ignorance
and calumny still evoked by Trotsky in the West at the time, Deutscher's
biography was also a political tract, an advocacy of "Deutscherism", or
an historical accomodation to Stalinism veiled in Trotskyist language. This
accomodation was even more palpable in the earlier study of Stalin, a virtual
paean to the Stalinist industrialization of the 1930's. "Deutscherism" amounted
to a belief in the ability of the Stalinist bureaucracy to reform itself,
a belief confirmed for Deutscher in the emergence of Khruschev, presumably
dashed in the emergence of Brezhnev. But the best heirs of Trotsky retained
the Old Man's perspective that only a new working-class revolution could
put an end to Stalinism. Broue's book is no less a work of political
advocacy, and one senses that he wants to polemicize with Deutscher on every
page. He admits as much in the preface. One can readily agree that Broue
is more restrained, certainly more the historian, and more correctly "Trotskyist"
than Deutscher. But one would also think that 25 years later, after uncovering
new archival material, and most importantly after so much world history
and so many polemics in which the relevance of Trotsky's ideas has been
debated almost as intensely as 50 years ago, Broue would write a biography
showing the marks of these developments. The reader approaching this book
with such hopes, however, will be disappointed. Like his earlier orthodox
books on the Bolshevik Party, Spain and Germany, this is as close to an
official Trotskyist work on Trotsky as we are ever likely to see. And there
is, ultimately, something dry about Broue's Trotsky. One major problem
for Trotskyism, and for Deutscher, is that almost all the leading figures
of the left opposition in the Soviet Union capitulated to Stalin after 1928.
Many of them did so because they saw Stalin implementing the left's "super-industrialization"
program on his own. All their self-abasement and toadying did not stop Stalin
from shooting every one of them over the next decade. But Trotsky, to his
great credit, realized that there was a political dimension to Stalin's
"borrowing" of the left's economic program, and did not capitulate. Since
his death, a fondness for Stalinist "productivism" has led many Trotskyists
to blunt this political critique and to become the noisy "left wing" of
the Stalinists, an affection which has generally been little reciprocated.
This is not Broue's problem. He shows repeatedly where Deutscher's
chiding of Trotsky concealed a covert (or not so covert) political agreement
with Trotsky's adversaries, or at the very least a misunderstanding of Trotsky's
views. But if we admit that Broue's book is more "truly Trotskyist", more
truly the work of an historian, it must also be said that the "literary"
merits of Deutscher are superior to those of Broue. The panorama of an epoch
moves in and out of Deutscher's trilogy, in which the arena of Trotsky's
life is not merely the historical stage of the socialist movement in Europe
and North America, but the whole Zeitgeist associated with Nietzsche, Ibsen,
Freud, the post-1917 Russian avant-garde, or finally the avant-garde figures
such as Breton and Rivera who rallied to Trotsky during his 1930's exile.
With Deutscher, one is present as Trotsky breathlessly awakens Lenin and
Krupskaya in a London dawn in 1902, to introduce himself upon escape from
Siberian exile, or when, in 1907, he escapes a second time across the tundra
of the Ostyaks; one is present during his emigre life in Vienna before 1914,
or when, after his internment in Canada in 1917, he is carried to the camp
gates on the shoulders of the German POW's whom his speeches, in German,
won over to revolution. All this evocation of a real life, in its quotidian
as in its world historical dimension, does not excuse Deutscher's attempt
to enlist Trotsky in his own variant of Trotskyism, but it gives his book
a human quality far more intense than Broue's more documented, prosaic and
more "correct" account. Perhaps the most striking example of Broue's
shortcomings is his portrait of the most critical years of Trotsky's life,
when from 1923 to 1927 he was losing his battle with Stalin. In some sense
what is unique to "Trotskyism", as opposed to "Leninism", is the legacy
of Trotsky in this period, after Lenin's death in 1924. Trotsky and Trotskyism's
claim to constitute the real continuity of Bolshevism against Stalin began
in the fight against Stalin's doctrine of "socialism in one country", the
struggle against the Bukharinist right and the Stalinist "center" in the
industrialization debate, and the battle over the Comintern's suicidal bungling
of the Chinese revolution in 1927. One of the most perplexing questions
hanging over Trotsky's life is his failure, on several occasions, to fight
Stalin inside the party when the fight between them was still undecided.
Trotsky allowed Lenin's testament, calling for Stalin's removal from the
position of general secretary, to be suppressed by decision of the party.
He repudiated his American follower Max Eastman when Eastman published the
testament in the New York Times in 1926. On several occasions when Stalin
still remained vulnerable, Trotsky sat silently in party proceedings, to
the consternation of his supporters. When the Left Opposition was
completely defeated and Trotsky was formally expelled from the Bolshevik
Party, a friend and colleague, Adolf Yoffe, shot himself in protest in his
Kremlin office. He addressed his suicide letter to Trotsky, in which he
wrote: "...I have always thought that you have not had enough in yourself
of Lenin's unbending and unyielding character, not enough of that ability
which Lenin had to stand alone and remain alone on the road which he considered
to be the right road ...You have often renounced your own correct attitude
for the sake of an agreement or a compromise, the value of which you have
overrated". No one had ever talked to Trotsky in that fashion. It
goes to the heart of a "psychological" dimension of Trotsky's inability
to carry on the struggle against Stalin without Lenin. (This is not to suggest
a psychological explanation for his defeat, but merely a psychological aspect
of it.) Yet it is such a dimension which Broue, writing a purely "political"
and "historical" book, is at great pains to avoid. He thinks that by showing,
against Deutscher, the superior Marxist logic in Trotsky's reasons for shying
away from several lost opportunities, he has obviated the need for any "psychology"
and gives further lofty Marxist reasons why such a discussion is not necessary.
But, while quoting abundantly from Yoffe's testament, he manages to omit
the above passage! For Broue, as for most orthodox Trotskyists, revolutionary
politics are exclusively a question of "correct positions", as he is at
great pains to show against Deutscher. Yet by eschewing any discussion of
Trotsky's failure of nerve on several occasions, in the 1923-1927 period,
he appears less honest than Deutscher's politically-motivated, but partially
"psychological" portrait. Habent sua fata libelli: books have their
fates. Deutscher's book, for all its problems, had the good fortune to appear
on the upswing of the post-1956 thaw in the world Communist movement. When
thousands of militants of the 1960's looked around for alternatives to Social
Democracy and Stalinism, Deutscher's book was one place to start. In France
and Britain, for the decade after 1968, Trotskyist groups were the most
visible organized expression to the left of the PCF and the Labour Party,
even if it is patently false to characterize them as the most authentic
heirs of the ferment of the 60's. In Japan, they were even more dominant.
Today, Broue's book appears in a context of unprecedented mass ferment in
Eastern Europe and in the Soviet Union itself, and it may, in the long run,
be as influential as Deutscher's. But in the West, since the mid-70's, the
important Trotskyist groups have largely shriveled up, along with most other
carryovers from the New Left. And much of the current, vocal opposition in
the East is unfortunately clamoring not so much for Trotsky and soviets
as for Milton Friedman and more consumer goods. More importantly,
the prestige of the Russian Revolution and its heirs has been drastically
deflated as a model or point of reference, and not merely in the West. Still
more importantly, from the 1960's onward, an international discussion has
taken place in which the whole concept of Bolshevik vanguardism, and therefore
of Trotskyism, has been radically questioned, from various points of view,
some of them to the "left" of Trotskyism. None of this had happened when
Deutscher wrote. But, in 1989, Broue's book reads like the work of a man
from another era. He writes as if the "poetry" that the early phase of the
Russian Revolution could yet evoke, for many, in the 1960's, were still
in the air. Of course, Broue is writing a biography and is not obliged to
make his work "relevant" to the polemics of the present. But he truly writes
as if the history of the past 25 years, and therefore the way in which we
think about the more distant past, had never occurred. He is certainly to
be commended for not bending to the waves of cretinization which have swept
through the French intelligentsia since the appearance of the "new philosophers"
in 1977. But it seems slightly breathtaking to write, in the midst of a
deeper crisis of Marxism of which the "new philosophers" were only the vulgar
pamphleteers, without the slightest sense that something has gone wrong and
without attempting to join these developments polemically. Broue
is a militant and has written a militant book for a new generation awakening
to politics. But he does not seem to have noticed that, in the past 15 years,
much of the world appears to have exited the political universe defined
by the Russian Revolution, that "historical' turning point where history
did not turn", as someone put it. Even the head of the Soviet state has
recently expressed a desire to leave that universe. This may of course turn
out to be an illusion and some future turn of the historical spiral may
again find the international left debating the "Russian enigma", the "philosopher's
stone" of 20th century history, as intensely as it did 15 or 20 years ago.
But I doubt it. Everything that underwrote the centrality of the
"Russian question" In the international left as late as the 1970's rested
on the view of Russia as a generalizable model of the future. Future of
a society without classes, for some, future of a new form of class domination,
for others, still-valid model of a future proletarian revolution, for still
others. Even as they awaited the new working class revolution to restore
the power of the soviets and rid the Soviet Union of bureaucracy, the Trotskyists
saw the "gains of the October Revolution" preserved in the system of central
planning and state property that assured a steady, if unspectacular, rate
of economic growth. But today, short of an internal expansion of the market
and an entry into the international division of labor, even that mirage
has evaporated for the Eastern bloc. Again, Trotsky was assassinated
in 1940 and his biographer is not obliged to deal explicitly with any of
these questions. But to the extent that all history is, to some extent, inevitably
"present" history, one might think that Broue would approach Trotsky with
the questions of the present. To the extent that he does not, the reader
can only look elsewhere for enlightenment on the ever-fascinating "Russian
enrgma".
From the Break Their Haughty Power web site http://home.earthlink.net/~lrgoldner