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- Tamoxifen + Radiotherapy:
Concurrent or Sequential?
To date there is no decisive clinical evidence that
concurrent administration of tamoxifen and radiotherapy
(RT) could reduce the efficacy of RT alone, or in sequential
schedule with TAM. Indeed, several studies have failed
to show any compromise in local or systemic control
nor any significant difference in the risk of ipsilateral
breast tumor recurrence, disease-free survival (DFS),
or overall survival in patients receiving concomitant
versus sequential TAM and RT (Harris et al., J Clin
Oncol (2005): Impact
of Concurrent Versus Sequential Tamoxifen With Radiation
Therapy in Early-Stage Breast Cancer Patients Undergoing
Breast Conservation Treatment; Ahn et al., J
Clin Oncol (2005): Sequence
of Radiotherapy With Tamoxifen in Conservatively Managed
Breast Cancer Does Not Affect Local Relapse Rates;
Pierce et al., J Clin Oncol (2005): Sequencing
of Tamoxifen and Radiotherapy After Breast-Conserving
Surgery in Early-Stage Breast Cancer).
However, adverse fibrotic impact remains the most important
dose-limiting toxicity of radiotherapy to soft tissue,
reflected functionally in loss of range of motion and
muscle strength and the development of limb edema and
pain, so that the lack of compromise due to concomitant
administration of RT and tamoxifen leaves open the question
of whether toxicities, especially fibrotic, are significantly
different between concurrent versus sequential administration.
On this score, Azria et al. (Br J Cancer (2004): Concomitant
use of tamoxifen with radiotherapy enhances subcutaneous
breast fibrosis in hypersensitive patients)
found that concomitant use of tamoxifen and radiotherapy
is significantly associated with an increased incidence
of grade 2 or greater subcutaneous fibrosis (so-called
radiation-induced fibrosis (RIF)) and therefore, caution
needs be exercised with this regimen in radiosensitive
patients (see also the same findings from Ozshanin et
al., SASRO Clinical Abstracts M12 (2004): Concomitant
use of tamoxifen increases radiation-induced subcutaneous
fibrosis in adjuvant breast cancer treatment
[pdf]) who conclude that adjuvant hormonal treatment
with tamoxifen should be delayed until the completion
of RT, or the use of aromatase inhibitors should be
considered). Given this it would appear that sequential
tamoxifen + radiotherapy exhibits a more favorable efficacy:toxicity
ratio than concurrent administration.
In this context, it is important to note that six months
treatment with a combination of pentoxifylline (trental),
a hemorheologic agent typically used to improve blood
flow in intermittent claudication, and alpha-tocopherol
(Vitamin E) can significantly reduce superficial RIF
(Delanian et al., J Clin Oncol (2003): Randomized,
Placebo-Controlled Trial of Combined Pentoxifylline
and Tocopherol for Regression of Superficial Radiation-Induced
Fibrosis); see also Chiao & Lee, Ann Pharmacother
(2005): Role
of Pentoxifylline and Vitamin E in Attenuation of Radiation-Induced
Fibrosis); and Okunieff, J Clin Oncol (2004):
Pentoxifylline in the Treatment of Radiation-Induced
Fibrosis who found that patients receiving pentoxifylline
alone demonstrated improved active and passive range
of motion and muscle strength and decreased limb edema
and pain), disproving the long-standing clinical dogma
that established RT sequelae like RIF (radiation-induced
fibrosis) are wholly irreversible Azria et al., J Clin
Oncol (2005): Radiation
Therapy and Tamoxifen: Concurrent or Sequential? It's
No Longer the Question!), suggesting furthermore
that particularly for radiosensitive patients tamoxifen
should be deferred until after completion of radiotherapy,
or substituted for by an aromatase inhibitor.
Note other efforts have shown some promise in limiting
the adverse effects of radiotherapy. Supplementation
with high doses of alpha-tocopherol and beta-carotene
during radiation therapy appears to reduce the severity
of RT treatment adverse effects, but the use of high
doses of antioxidants as adjuvant therapy also appears
to compromise radiation treatment efficacy in that the
rate of local recurrence of the head and neck tumor
tended to be higher in the supplement arm of the trial
(Bairati et al., J Clin Oncol (2005): Randomized
Trial of Antioxidant Vitamins to Prevent Acute Adverse
Effects of Radiation Therapy in Head and Neck Cancer
Patients).
The main question concerns higher lung and subcutaneous
fibrosis incidence, particularly in radiosensitive patients,
and not in the entire treated population.
- Tamoxifen Failure in ER-Negative
Tumors
As pointed out by Kathy Albain in her editorial (J Natl
Cancer Inst (2004): Adjuvant
Chemotherapy for Lymph NodeNegative, Estrogen
ReceptorNegative Breast Cancer: A Tale of Three
Trials), adjuvant tamoxifen was often prescribed
on an ad hoc basis for women with receptor-negative
breast cancer, a practice now decisvely demonstrated
to be without foundation and wholly against the evidence
base.
The EBCTCG (Early Breast Cancer Trialist' Collaborative
Group) in 1998 (EBCTCG, Lancet (1998): Tamoxifen
for early breast cancer: an overview of the randomised
trials) failed to find any benefit from adjuvant
tamoxifen endocrine therapy in ER- (negative) tumors
(see also the ZEBRA (Zoladex Early Breast Cancer Research
Association) trial (Jonat et al., J Clin Oncol (2002):
Goserelin Versus Cyclophosphamide, Methotrexate,
and Fluorouracil as Adjuvant Therapy in Premenopausal
Patients With Node-Positive Breast Cancer: The Zoladex
Early Breast Cancer Research Association Study)
which in finding that the LHRH analaog goserelin (Zoladex),
aka "Z", for ER-positive patients was equivalent
to CMF in terms of DFS, noted in their discussion that
in contrast, in ER-negative tumors, CMF produced a highly
significant advantage over goserelin, and that "this
result is consistent with the EBCTCG overview, which
showed no significant effect from adjuvant hormone
therapy in ER-negative tumors", and based
on this concluded by recommending that "cytotoxic
therapy should remain the adjuvant treatment of choice
in ER-negative tumors".
This has been further confirmed in numerous studies
including NSABP (National Surgical Adjuvant Breast and
Bowel Project) B-23 (Fisher et al., J Clin Oncol (2001):
Tamoxifen
and Chemotherapy for Axillary Node-Negative, Estrogen
ReceptorNegative Breast Cancer: Findings From
National Surgical Adjuvant Breast and Bowel Project
B-23), a study specifically designed to provide
a decisive test of the value, if any, of TAM for the
treatment of women with ER-negative tumors - more precisely,
the exact objective was (1) to determine whether AC
was comparable or superior to CMF when used to treat
node-negative patients with ER-negative tumors, (2)
whether, when given with TAM, either of those chemotherapy
regimens was more effective than when administered with
placebo, and (3) to resolve the indeterminacy and vagueness
of the earler EBCTCG observation that "for women
with tumors that have been reliably shown to be ER-negative,
adjuvant tamoxifen remains a matter for research";
NSABP B-23 found that "no significant difference
in any outcome was observed when chemotherapy-treated
patients who received placebo were compared with those
given TAM[oxifen]". Again, more precisely
they found that when the CMF- and AC-treated groups
were combined and women who received placebo were compared
with those who received TAM, no significant difference
in RFS (relapse-free survival) was observed, and that
there was, likewise, no difference when RFS was related
to age (=<49 aqnd =>50), with the same lack of
significant difference from placebo for EFS (event-free
survival ) and (5 year) overall survival. Their conclusions
included that "based on the information in this
report of B-23, it is difficult to justify the administration
of TAM to patients with ER-negative breast tumors and
negative axillary nodes" given that the study
" . . . failed to demonstrate any semblance
of a benefit from TAM". See also the commentary
of Elledge (J Clin Oncol (2006):
Tales From a Targeted Therapy) who, noting the
almost certain large human patient toll, calls for accurately
identify targets of targeted therapy, at the very least
to determine who may and may not benefit from effective
endocrine therapies such as tamoxifen, commending the
absolutely vital and dispositive study of Marco Colleoni
(see below for full discussion of this seminal trial)
reporting for the IBCSG - the International Breast Cancer
Study Group - 13-93 (International Breast Cancer Study
Group, J Clin Oncol (2006): Tamoxifen
After Adjuvant Chemotherapy for Premenopausal Women
With Lymph Node-Positive Breast Cancer: International
Breast Cancer Study Group Trial 13-93) as finally
driving "a stake
through the heart of the idea that tamoxifen is effective
in accurately measured ER-negative tumors".
These findings on the failure of benefit of TAM in the
ER- tumor context has since these studies continued
to be robust and further validated in methodologically
high-quality studies: thus the SWOG team of Hutchins
and colleagues (Hutchins et al., J Clin Oncol (2005):
Randomized, Controlled Trial of Cyclophosphamide,
Methotrexate, and Fluorouracil Versus Cyclophosphamide,
Doxorubicin, and Fluorouracil With and Without Tamoxifen
for High-Risk, Node-Negative Breast Cancer: Treatment
Results of Intergroup Protocol INT-0102) in
their Intergroup Protocol INT-0102 trial sought to determine
the efficacy of the CMF regimen versus CAF in node-negative
breast cancer patients, with and without tamoxifen (TAM),
overall and by hormone receptor (HR) status; they found
that the effect of TAM was different between the receptor
status groups, with TAM being beneficial for HR+ patients
(note, in the protocol of this study, hormone-responsive
indicated ER+), but not for HR-negative (that is, ER-)
patients, and concluded that TAM
is effective in HR-positive (ER+) disease, but not in
HR-negative (ER-) disease.
Similarly, Arpino et al. (J Clin Oncol (2005): Hormone
Receptor Status of a Contralateral Breast Cancer Is
Independent of the Receptor Status of the First Primary
in Patients Not Receiving Adjuvant Tamoxifen)
found that among tamoxifen-treated patients 50% of patients
with a PR+ primary breast cancer versus 27% of patients
with a PR- primary tumor developed a PR+ contralateral
breast cancer, suggesting that other reasons need to
be explored to clarify the failure of tamoxifen to reduce
the incidence of contralateral breast cancer in patients
with receptor-negative primary tumor. And the GABG-IV
D-93 (German Adjuvant Breast cancer Group) trial (Kaufmann
et al., J Clin Oncol (2005):
Tamoxifen Versus Control After Adjuvant, Risk-Adapted
Chemotherapy in Postmenopausal, Receptor-Negative Patients
With Breast Cancer: A Randomized Trial (GABG-IV D-93)The
German Adjuvant Breast Cancer Group) added to
this knowledge, concluding that "this study
contributes substantially to finalization of the presently
emerging evidence that tamoxifen does not benefit women
with receptor-negative breast cancer after chemotherapy".
Mamounas (Clin Med Res (2003): NSABP
Breast Cancer Clinical Trials: Recent Results and Future
Directions) has offered an expert summary of
the findings of the many NSABP trials current to 2003,
noting that "when these results are taken together
with those evaluating the effect of tamoxifen in patients
with invasive breast cancer and negative estrogen receptors,
they are consistent with the observation that tamoxifen
has no appreciable benefit in reducing rates of recurrence
or rates of contralateral breast cancer in patients
with ER-negative tumors", and noting
that some poorly designed and insufficiently powered
early studies appeared to suggest, now known counterfactually,
that tamoxifen may have some benefit in the estrogen
receptor-negative context, Mamounas concludes that nonetheless
"since that time, an
increasing body of evidence has demonstrated that tamoxifen
confers no significant advantage in patients with ER-negative
tumors".
And Albain in the editorial cited above (J Natl Cancer
Inst (2004): Adjuvant
Chemotherapy for Lymph NodeNegative, Estrogen
ReceptorNegative Breast Cancer: A Tale of Three
Trials), discusses the NSABP B-23 (see Fisher,
above) and SWOG Intergroup Trials (see Hutchins, above),
concludes that "these
results definitively disprove the hypothesis that tamoxifen
might have clinically significant cytocidal activity
apart from its known interaction with the estrogen receptor".
Finally, most recently, Marco Colleoni reporting for
the IBCSG - the International Breast Cancer Study Group
- 13-93 (International Breast Cancer Study Group, J
Clin Oncol (2006): Tamoxifen
After Adjuvant Chemotherapy for Premenopausal Women
With Lymph Node-Positive Breast Cancer: International
Breast Cancer Study Group Trial 13-93) which
sought to evaluated the value of adjuvant tamoxifen
after chemotherapy for premenopausal women with breast
cancer, not only concluded that the use of tamoxifen
as adjuvant therapy for patients with ER-negative tumors
is not recommended, but that in fact,
in an unplanned exploratory analysis, "tamoxifen
had a detrimental effect on patients with ER-absent
tumors compared with no tamoxifen".
It is clear from these findings that (1) tamoxifen interacts
differently with cellular growth contingent on ER status:
short-term tamoxifen treatment yields a significant
decrease of the proliferation antigen Ki-67 (a nuclear
antigen associated with cell proliferation) in patients
with ER+ disease, whereas no effect was observed in
patients with ER- breast cancer, and (2) cross talk
between tamoxifen and growth factor receptor pathways
might be principally responsible for tumor progression
(as also suggested by Osborne & Schiff (Breast (2003):
Growth factor receptor cross-talk with estrogen receptor
as a mechanism for tamoxifen resistance in breast cancer);
Carolina et al., J Clin Oncol (2005): Molecular
Changes in Tamoxifen-Resistant Breast Cancer: Relationship
Between Estrogen Receptor, HER-2, and p38 Mitogen-Activated
Protein Kinase).
Breast Cancer Watch: On the
Dispositive Nature of IBCSG 13-93 Trial
Breast Cancer Watch,
on the basis of critical appraisal of the Colleoni IBCSG
13-93 trial, judges the study to be of exceptionally
high methodological quality, and of sufficient statistical
power to support its conclusions, using 1,246 assessable
axilliary node-positive premenopausal patients, enrolled
betwenn 1993 and 1999, and evaluated in a randomized
2 x 2 factorial phase III clinical trial, with a primary
decision target of comparing 5 years of tamoxifen therapy
with no endocrine treatment, sensitive to ER status,
and using DFS (Disease Free Survival) as primary endpoint,
defined as length of time from the date of random assignment
to any relapse (including ipsilateral or contralateral
breast recurrence), the appearance of a second primary
malignancy, or death, whichever occurred first. DFS
and OS percentages were obtained using the Kaplan-Meier
method, while sensitivity estimates derived from the
Greenwood formula, and hazard ratios from the log-rank
test; control for prognostic features testing for interactions
between potential prognostic factors and treatment effects
used Cox proportional hazards regression models, and
the prognostic significance of chemotherapy-induced
amenorrhea was assessed by a landmark analysis. Due
conformance is noted with Data Safety Monitoring Committee
(DSMC) protocols and standards, and the Scientific Committee
of IBCSG DSMC in August 2000 recommended that (1) patients
with ER-positive tumors who were randomly assigned to
not receive tamoxifen be offered this treatment, and
(2) in Augest 2002 Investigators were asked to consider
the endocrine responsiveness and to discontinue the
tamoxifen in patients with endocrine-nonresponsive disease.
Patient eligibility, accrual and randomization met methodological
requirements, and we discerned no potential conflicts
of interest by any author, and none were declared.
Breast Cancer Watch
on basis of this critical appraisal judges all findings
of the IBCSG 13-93 Trial, summarized below, to be (1)
to be founded on study design of sufficient statistical
and methodolical power to support those conclusions,
(2) to be dispositive on the issues they address, and
(3) cross-confirmed by the findings of EBCTCG (1998),
the ZEBRA Trial, the NSABP B-23 TRial, the SWOG (2005)
RCT, the GABG-IV D-93 Trial, the Mamounas NSABP Summary
(2003), and Arpino (2005) [all cited above]:
(1) Tamoxifen benefial effects were exclusively restricted
to the ER+ cohort, for those both younger, and older
than or eqaul to 40 years of age
(2) Tamoxifen did not influence DFS in patients with
ER- tumors.
(3) Tamoxifen exhibited detrimental effects in ER-absent
tumors (no expression of ER).
(4) For patients with ER-positive disease, the achievement
of chemotherapy-induced amenorrhea was significantly
correlated with improved DFS, with the magnitude of
effect in patients receiving tamoxifen and patients
not receiving tamoxifen being comparable.
(5) Caution is required when using endocrine therapies
for women with endocrine-nonresponsive tumors at high
risk of relapse.
- Critical Note: Tamoxifen
in the ER-/PR+ Context
Breast Cancer Watch notes that in our sytematic review
of the research on tamoxifen and estrogen receptor-negative
tumors, many studies failed to differentiate between
the strongly-endocrine-positive context, that is ER+/PR+,
the singlet-endocrine positive context (ER+ OR PR+,
but not both), and the strongly-endocrine negative (ER-
AND PR-), but we now know that the special ER-/PR+ still
represents an endocrine-positive setting that may benefit
from endocrine therapy, so the question that suggests
itself is whether the presence of PR+ subcontext influences
the negative finding that tamoxifen does not benefit
ER- tumors. We have uncovered one recent breakthrough
study that addresses this otherwise overlooked issue:
Michael Dowsett at Royal Marsden and coworkers (Dowsett
et al., Ann Oncol (2006): Benefit
from adjuvant tamoxifen therapy in primary breast cancer
patients according oestrogen receptor, progesterone
receptor, EGF receptor and HER2 status) retrieved
the histopathological blocks of primary breast cancer
patients who had been randomized to receive 2-years
tamoxifen or no adjuvant therapy in two mature RCTs,
finding that with respect to RFS (relapse-free survival)
as the primary endpoint, benefit from tamoxifen
was seen in ER-positive patients, with ER-negative patients
also showing a strong trend to benefit from tamoxifen,
but this was largely confined to the PR-positive group.
However, Breast Cancer Watch further notes that no
patients positive for HER2 benefited significantly,
confirming that HER2 positive tumors are strongly resistant
to tamoxifen.
- The ER+/PR- Context
This raises the question of what is the special status
of the ER+/PR- context. It nows appears that the absence
of PR reflects at the very least resistance to hormonal
therapy, but recent clinical and laboratory evidence
suggests that ER+/PR- breast cancers are specifically
resistant to SERMs like tamoxifen, yet appear to be
less resistant to estrogen withdrawal therapy via aromatase
inhibitors (AIs); as recently found, ER+/PR- breast
tumors might best be treated optimally by completely
blocking ER action via the estrogen withdrawal activity
of aromatase inhibitors, by targeted ER degradation,
or by combined therapy targeting both ER and growth
factor signaling pathways (Cui et al., J Clin Oncol
(2005):
Biology of Progesterone Receptor Loss in Breast Cancer
and Its Implications for Endocrine Therapy).
In addition, PR-negativity may be more than a simple
lack of ER activity, but rather may reflect hyperactive
cross-talk between ER and growth factor signaling pathways,
especially HER2, consistent with the clinical observations
finding that ER+/PR breast cancers overexpress
HER2 compared with ER+/PR+ breast cancers, and that
PR-negativity correlates with high HER2 levels, as observed
by Kim et al. (Clin Cancer Res (2006): Progesterone
Receptor Loss Correlates with Human Epidermal Growth
Factor Receptor 2 Overexpression in Estrogen ReceptorPositive
Breast Cancer) in commenting on the well-recognized
resistance of ER+/PR breast cancer to antiestrogens
and the fact that in ER+ breast cancers, PR-negative
tumors are more aggressive than PR-positive cancers.
It has also reported that PR- in women with an ER+ breast
cancer predicts lymph node invasion independent of other
predictors of lymph node invasion, especially in younger
women (Neven et al. J Clin Oncol (2006): Progesterone
Receptor in Estrogen ReceptorPositive Breast Cancer:
The Association Between HER-2 and Lymph Node Involvement
Is Age Related who also suggest that the negative
association between PR and HER-2 is only seen after
age 45; and that furthermore, PR, tumor grade, and tumor
size were all independent predictors for a positive
lymph node status in women 50 or younger at diagnosis,
while in women older than age 50, only tumor size and
tumor grade predicted a positive lymph node status).
In addition, Breast Cancer
Watch notes that the degree of PR-positivity
plays a critical role: it is primarily premenopausal
patients with tumors showing >75% PR-positivity (and
of course are ER+) that are tamoxifen responsive, with
an improved recurrence-free as well as overall survival
(Stendahl et al., Clin Cancer Res (2006): High
Progesterone Receptor Expression Correlates to the Effect
of Adjuvant Tamoxifen in Premenopausal Breast Cancer
Patients).
And PR status has relevance to other endocrine agents:
among women with ER+ breast cancers, the level of PR
expression appears to help predict the likelihood of
response to letrozole (Femara), as demonstrated by Viale
et al. (SABCS (2005): Central
review of ER, PgR and HER-2 in BIG 1-98 evaluating letrozole
vs. tamoxifen as adjuvant endocrine therapy for postmenopausal
women with receptor-positive breast cancer;
see also Stuart Schnitt, J Clin Oncol (2006): Estrogen
Receptor Testing of Breast Cancer in Current Clinical
Practice: What's the Question?).
- The ER-/PR+/HER2+ Context
Thus patients with ER- / PR+
/ HER2+ tumors do not benefit significantly from tamoxifen
endocrine therapy, and for this population it is prudent
to (1) still explore the benefit of non-tamoxifen ET
(endocrine therapy), via either AIs (aromatase inhibitors)
or fulvestrant (Faslodex) in an ovarian ablation (oophorectomy)
or ovarian suppression (LHRH or GnRH analogs) induced
postmenopausal context, with consideration of (2) deployment
of additional CT (chemotherapy) and/or BT (biological
therapy) modalities, the later exploiting not only the
standard trastuzumab (Herceptin) regimen, but possibly
also the newly discovered benefits from the EGFR TKI
lapatinib (Tycerb) agent which may proved of value in
overcoming endocrine resistance in the HER2-overexpressing
context.
- Tamoxifen,
Endocrine Resistance and HER2+
Cumulative research has identified two forms of resistance
to tamoxifen therapy: (1) intrinsic (that is,
de novo) resistance, in which ER+ tumors
do not respond to tamoxifen from the outset of treatment,
and (2) acquired resistance, when ER+ tumors
initially responsive to tamoxifen subsequently exploit
the tamoxifenER complexes as a stimulatory growth
signal. Indeed, the phenomenon of estrogen- dependent
breast cancer cell lines initially growth inhibited
by tamoxifen and other SERMs becoming growth dependent
on these same agents after long-term exposure to low
concentrations has been playfully described as an intrinsic
Jekyll-and-Hyde character (see Daniel Hayes, J Natl
Cancer Inst (2004): Tamoxifen:
Dr. Jekyll and Mr. Hyde? who notes its dependence
on HER-2, one of four transmembrane proteins within
the epidermal growth factor receptor (EGFR) family and
associated phosphorylation "cross-talk"; his
conclusion is sobering: "Like Dr. Jekyll, tamoxifen
has clearly contributed immensely to the well-being
of patients. Like Mr. Hyde, cloaked in the disguise
of an agonist rather than an antagonist for its receptor,
it may also have harmed some"). See also Rachel
Schiff's overview of this issue in Physician's Education
Resource, Biological therapy of Breast Cancer (2005):
Endocrine
Resistance in HER2-Overexpressing Breast Cancer: The
Role of Estrogen Receptor Cross-Talk With HER2 Signaling).
Now, it has long been conjectured that there is a not
fully understood cross-talk between presence of complex
cross-talk and interactions between the HER-2/tyrosine
kinase pathway and the estrogen receptor (ER) pathway,
with a further hypothesis based on this that HER-2-positive
tumors may be significantly and clinically less responsive
to certain endocrine treatments, and considerable research
into tumor biology and molecular signalling pathways
has been harnessed to resolve the precise dynamics involved,
but until recently relevant clinical data have been
conflicting, requiring the power and weight of a sophisticated
evidence-based meta-analysis to finally be dispositive
on the matter. This comes coutesy of the international
multicenter team of Michele De Laurentis (Clin Cancer
Res (2005): A
Meta-Analysis on the Interaction between HER-2 Expression
and Response to Endocrine Treatment in Advanced Breast
Cancer) who pooled and analyzed 12 studies meeting
the inclusion criteria; their principal finding was
that HER-2-positive metastatic breast cancer is less
responsive to any type of endocrine treatment including
tamoxifen. This meta-analysis suggests that the apparently
conflicting findings on this issue may be largely related
to the lack of a standardized methodology for HER-2
analysis, to flawed experimental designs, and to the
low statistical power of the single studies.
It would appear that HER-2-overexpressing tumor cells
might not only grow in estrogen-depleted conditions
but also be resistant to selective ER modulators, especially
tamoxifen, when compared with HER-2-negative cells;
the precise causal chain although not fully articulated,
has been recently clarified to depned critically on
MPK3 (mitogen-activated protein kinase (MAPK) phosphatase
3), as MPK3 overexpression rendered ER-alpha--positive
breast cancer cells resistant to tamoxifen's growth-inhibitory
effects as well as enhanced tamoxifen agonist activity
in endometrial cells (Cui et al., Cancer Res (2006):
Elevated Expression of Mitogen-Activated Protein
Kinase Phosphatase 3 in Breast Tumors: A Mechanism of
Tamoxifen Resistance). See also Kurokawa et
al., Cancer Res (2000): Inhibition
of HER2/neu (erbB-2) and Mitogen-activated Protein Kinases
Enhances Tamoxifen Action against HER2-overexpressing,
Tamoxifen-resistant Breast Cancer Cells) who
examined the mechanisms by which overexpression of HER2
confers antiestrogen resistance to breast tumor cells;
and Shou et al., J Natl Cancer Inst (2005): Mechanisms
of Tamoxifen Resistance: Increased Estrogen Receptor-HER2/neu
Cross-Talk in ER/HER2Positive Breast Cancer)
who found that tamoxifen behaves as an estrogen agonist
in breast cancer cells expressing high levels of HER2,
resulting in de novo resistance, with the possibility
that pretreatment with the EGFR TKI gefitinib (Iressa)
blocked or eliminated this adverse EGFR and HER2 cross-talk
with ER, eliminated tamoxifen's agonist effects, and
restored its antitumor activity both in vitro and in
vivo in MCF-7/HER2-18 cells; they noted that monotherapy
with growth factor pathway inhibitors like gefitinib
may therefore on its own have little or only modest
benefits on ER+ HER2-overexpressing breast cancer, yielding
a strong motivation for combining tamoxifen with gefitinib
or other EGFR/HER2 pathway inhibitors to overcome de
novo resistance in such tumors.
There is also an association between Pak1 (a member
of the p21-activated kinase (Pak) family, known to be
involved in the progression of breast cancer) expression
and resistance to tamoxifen (Holm et al., J Natl cancer
Inst (2006): Association
between Pak1 expression and subcellular localization
and tamoxifen resistance in breast cancer patients);
see also the associated commentary by Jordan (J Natl
Cancer Inst (2006): Pak
up Your Breast Tumor--and Grow!); from these
findings, it would appear that premenopausal women with
breast cancer who have overexpressing Pak1 tumors most
likely will not respond to tamoxifen, and so may have
to be offered alternative endocrine treatment such as
the AIs or fulvestrant (Fasdlodex). Indeed, the more
general clinical lesson may be that low-ER expressing
tumors, PR-, and high levels of Her2/neu, EGFR, and
phosphoproteins such as Pak1 are simply unlikely to
respond to long-term adjuvant tamoxifen, and patients
who have such tumors should probably not receive tamoxifen
and be assigned to other non-tamoxifen endocrine interventions,
and possibly also non-endocrine therapies such as CT
(chemotherapy) and/or BT (biological therapy).
The conclusions of the seminal meta-analysis of De Laurentis
et al. (Clin Cancer Res (2005): A
Meta-Analysis on the Interaction between HER-2 Expression
and Response to Endocrine Treatment in Advanced Breast
Cancer) are instructive to note specially here:
(1) For metastatic breast cancer, the results of all
published studies are consistent with an association
between HER-2 overexpression and higher rates of endocrine
therapy failure.
(2) These results may have direct clinical implications:
endocrine therapy alone should not be considered a first-choice
treatment for patients with ER+/HER-2+ metastatic breast
tumors.
(3) The treatment strategy for such patients should
favor either CT (chemotherapy) alone or in combination
with trastuzumab (Herceptin).
(4) Alternatively, the combination of ET (endocrine
therapy) + trastuzumab (Herceptin) has the potential
to overcome the (partial) resistance of such tumors
to hormonal manipulations.
(5) Or the exploitation of endocrine agents, such as
the pure antiestrogen fulvestrant (Faslodex), whose
antiproliferative action is not affected by HER-2 status,
as demonstrated by in vitro findings.
The study of De Placido et al. (Clin Cancer Res (2003):
Twenty-year
Results of the Naples GUN Randomized Trial: Predictive
Factors of Adjuvant Tamoxifen Efficacy in Early Breast
Cancer) examined factors potentially predictive
of the efficacy of tamoxifen and found that their data
support the hypothesis that tumors overexpressing
HER2 might not benefit from adjuvant TAM; more
specifically, in this study, HER2 status showed a marked
influence on the efficacy of TAM and indeed adjuvant
TAM is effective in reducing the hazard of death only
among HER2-negative patients. Their conclusion
therefore, was that "the
most impressive result of our study is the finding that
TAM was not beneficial, if not detrimental, for patients
whose tumors overexpressed HER2".
This is consonant with the earlier results of Stal and
the members of the South Sweden Breast Cancer Group
and the Southeast Sweden Breast Cancer Group (Ann Oncol
(2000): ErbB2
status and the benefit from two or five years of adjuvant
tamoxifen in postmenopausal early stage breast cancer
[pdf]) who examined the relative risk of recurrence
(RR) for five vs. two years of tamoxifen in relation
to erbB2 (HER2) status for patients still disease-free
two years after surgery, finding that whereas erbB2-negative
patients showed significant benefit from prolonged treatment,
no benefit was evident for erbB2(HER2)-positive patients.
From these finding, the researchers concluded that "for
early stage breast cancer patients treated with adjuvant
tamoxifen, overexpression of erbB2 (HER2) is an independent
marker of poor prognosis. The results suggest that (HER2)
overexpression decreases the benefit from prolonged
tamoxifen treatment".
However, another team of the South Swedish and Southeast
Swedish Breast Cancer Groups (Ryden et al., J Clin Oncol
(2005): Tumor-Specific
Expression of Vascular Endothelial Growth Factor Receptor
2 but Not Vascular Endothelial Growth Factor or Human
Epidermal Growth Factor Receptor 2 Is Associated With
Impaired Response to Adjuvant Tamoxifen in Premenopausal
Breast Cancer) examined the association between
adjuvant tamoxifen treatment in breast cancer and expression
of VEGF-A, VEGFR2, and HER2, finding that tumor-specific
expression of VEGFR2, but not VEGF-A or HER2, was associated
with an impaired tamoxifen effect in hormone receptorpositive
premenopausal breast cancer. It is difficult to see
how to reconcile this apparently contradictory finding,
but Breast Cancer Watch
notes that this study, failing to find an influence
of HER2-positivity on tamoxifen efficacy, appears insufficiently
powered to have detected a difference given that it
was restricted narrowly to just a 2 year course of tamoxifen
despite the fact that true and full tamoxifen benefits
have been shown to require a five year term to present
unambiguously, while the earlier study included patients
going out to five years as well as two years. In addition,
studies typically do not test for nor control CYP2D6
phenotype in tamoxifen populations (tamoxifen's principal
antitumor metabolite endoxifen is metabolized by the
p450 CYP2D6 enzyme), known to striate a significant
number of tamoxifen patients into a PM (Poor Metabolizer)
responder group, nor to in tamoxifen users control for
the use of SSRI antidepressants known to be potent CYP2D6
inhibitors, and either or both of these factors may
distort and confound the findings. We will need further
trials that control for these factors to be fully dispositive
on the issue.
Similarly, Arpino et al.(J Natl Cancer Inst (2005):
Estrogen ReceptorPositive, Progesterone ReceptorNegative
Breast Cancer: Association With Growth Factor Receptor
Expression and Tamoxifen Resistance) claim that
among tamoxifen-treated women with ER+/PR+ tumors, HER-2
status was not associated with worse DFS. However, this
isolated finding is not cross-supported and the study
suffers from severe methodological compromises:
(1) this is a retrospective, not prospective study -
and the overwhelming weight of other high methodology
prospective studies systematically fail to confirm the
Arpino findings - without randomization, so that the
determination of treatment or no treatment was not on
a randomized basis;
(2) for most patients in the tamoxifen-treated subgroups,
HER-2 status was actually not known, by the authors
own admission (it was known only in a small minority
of patients);
(3) the researchers analyzed HER-2 overexpression by
the nonstandard western blotting technique, rather than
the standard IHC and FISH methods in clinical practice
for HER-2 assessment;
(4) the study drew from a local patient database maintained
at the Breast Center at Baylor College of Medicine,
but for a substantial portion of the patients reported
in this database, follow-up was not obtained from primary
tumor registries, and like any database study (aka,
non-concurrent cohort study), there may be lack of uniformity
of data recorded in the database, especially over a
period of years of compilation (and potentially subjective
associated interpretation);
Given these methodological limitations,
Breast Cancer Watch does not appraise
the findings of the Arpinoi study to be compelling,
and moreover they are against the overwhelming weight
of the evidence both from prospective RCTs and meta-analyses.
Also at odds with the Ryden and Arpino studies cited
above is the highly dispositive and compelling recent
study of Michael Dowsett at Royal Marsden and coworkers
(Dowsett et al., Ann Oncol (2006): Benefit
from adjuvant tamoxifen therapy in primary breast cancer
patients according oestrogen receptor, progesterone
receptor, EGF receptor and HER2 status) who
retrieved the histopathological blocks of primary breast
cancer patients who had been randomized to receive 2-years
tamoxifen or no adjuvant therapy in two mature RCTs,
finding that (1) benefit from tamoxifen was seen in
both ER+ and ER-, but the benefit in the ER- context
was largely restricted to the ER-/PR+ context, and (2)
no patients positive for
HER2 benefited significantly, confirming that HER2 positive
tumors are strongly resistant to tamoxifen.
Similarly the IMPACT multicenter double-blind RCT of
Smith et al. (J Clin Oncol (2005): Neoadjuvant
Treatment of Postmenopausal Breast Cancer With Anastrozole,
Tamoxifen, or Both in Combination: The Immediate Preoperative
Anastrozole, Tamoxifen, or Combined With Tamoxifen (IMPACT)
Multicenter Double-Blind Randomized Trial) examined
whether the clinical and/or biologic effects of neoadjuvant
tamoxifen as compared with anastrozole, and with the
combination of tamoxifen and anastrozole before surgery
in postmenopausal women with estrogen receptor (ER)
positive, invasive, nonmetastatic breast cancer
might predict for outcome in the landmark ATAC adjuvant
therapy trial; it was founds that although there were
no significant differences in objective response in
the intent-to-treat population between patients receiving
tamoxifen, anastrozole, or the combination, the objective
response for patients with HER2-positive cancer was
58% for anastrozole compared with 22% for tamoxifen
(see also Matthew Ellis' thoughtful commentary: J Clin
Oncol (2005); Neoadjuvant
Endocrine Therapy for Breast Cancer: More Questions
Than Answers). Indeed, it appears that HER2
(and probably HER1 and HER3 as well, but not HER4) and
PR status can identify time-dependent de novo tamoxifen
resistance, in which the risk declines markedly after
3 years of tamoxifen treatment, and more parfticularly
where PR- cases are also significantly more likely to
relapse while on tamoxifen, and the combination of HER2+
and PR- especially so. (Tovey et al., Clin Cancer Res
(2005): Can
Molecular Markers Predict When to Implement Treatment
with Aromatase Inhibitors in Invasive Breast Cancer?).
A similar technique was used by Linke et al. (Clin Cancer
Res (2006): A
Multimarker Model to Predict Outcome in Tamoxifen-Treated
Breast Cancer Patients) who examined nine molecular
markers (including receptors) by semiquantitative immunohistochemistry
and/or fluorescence in situ hybridization in a retrospective
study of 324 stage I to III female breast cancer patients
treated with tamoxifen, finding that among others, ER
was statistically significant as independent factors
for survival, but that the benefit of ER-positive status
was moderated by ERBB2 (HER2) and PR status (among others).
These findings confirm earlier research that expression
of ErbB-1 and ErbB-2 (EGFR and HER2/neu) in breast cancer
not only may cause tamoxifen resistance and infrequent
response, but that ER+, ErbB-1+, and/or ErbB-2+ primary
breast cancer do respond well to letrozole, suggesting
that ErbB-1 and ErbB-2 signaling through ER has a ligand-dependency,
and that potent estrogen deprivation therapy as afforded
by the aromatase inhibitors can inhibit the growth-promoting
effects of these receptor tyrosine kinases on ER+ breast
cancer (Ellis et al., J Clin Oncol (2001): Letrozole
Is More Effective Neoadjuvant Endocrine Therapy Than
Tamoxifen for ErbB-1 and/or ErbB-2Positive,
Estrogen ReceptorPositive Primary Breast Cancer:
Evidence From a Phase III Randomized Trial).
Nonetheless, as demonstrated by Ellis more recently
(Ellis et al., J Clin Oncol (2006): Estrogen-Independent
Proliferation Is Present in Estrogen-Receptor HER2-Positive
Primary Breast Cancer After Neoadjuvant Letrozole),
although neoadjuvant letrozole (Femara) is clinically
effective in ER+ HER2+ tumors, indicating sensitivity
to short-term estrogen deprivation, continued
proliferation despite ongoing letrozole or tamoxifen
treatment in the majority of ER+ HER2+ samples (88%)
appears to imply therapeutic resistance that may manifest
later in the clinical course of the disease.
[ It is instructive to note in this connection that
researchers at the Beckman Research Institute of the
City of Hope have explicitly built on these findings
to demonstrate in a breast cancer xenograft model that
(1) GSE (grapeseed extract) is a potent inhibitors of
aromatase via its intrinsically high levels of aromatase-inhibiting
procyanidin dimers, and that (2) GSE is potentially
valuable in the prevention/treatment of endocrine-dependent
breast cancer not only through the inhibition of aromatase
activity but also via inhibition of aromatase expression
(Kijima et al., Cancer Res (2006): Grape
Seed Extract Is an Aromatase Inhibitor and a Suppressor
of Aromatase Expression).]
Breast Cancer Watch: On the
Dispositive Nature of the De Laurentis Meta-Analysis
Breast Cancer Watch,
on the basis of critical appraisal of the De Laurentis
meta-analysis, judges the meta-analysis to be of exceptionally
high methodological quality, and of sufficient statistical
power to support its conclusions, founded on the included
12 studies: Wright et al. (Br J Cancer (1992): Relationship
between c-erbB-2 protein product expression and response
to endocrine therapy in advanced breast cancer),
Berns et al. (Gene (1995): Oncogene
amplification and prognosis in breast cancer: Relationship
with systemic treatment); Yamauchi et al. (J
Clin Oncol (1997): Prediction
of response to antiestrogen therapy in advanced breast
cancer patients by pretreatment circulating levels of
extracellular domain of the HER-2/c-neu protein);
Fehm et al. (Oncology (1998): The
prognostic significance of c-erbB-2 serum protein in
metastatic breast cancer); Houston et al. (Br
J Cancer (1999): Overexpression
of c-erbB2 is an independent marker of resistance to
endocrine therapy in advanced breast cancer);
Jukkola et al. (Eur J Cancer (2001): c-erbB-2
Positivity is a factor for poor prognosis in breast
cancer and poor response to hormonal or chemotherapy
treatment in advanced disease); Lipton et al.
(J Clin Oncol (2002): Elevated
Serum HER-2/neu Level Predicts Decreased Response to
Hormone Therapy in Metastatic Breast Cancer);
Lipton et al. (J Clin Oncol (2003): Serum
HER-2/neu and Response to the Aromatase Inhibitor Letrozole
Versus Tamoxifen); Archer et al (Br J Cancer
(1995): Expression
of ras p21, p53 and c-erbB-2 in advanced breast cancer
and response to first line hormonal therapy);
Willsher et al. (Breast cancer Res Treat (1996): Prognostic
significance of serum c-erbB-2 protein in breast cancer
patients); Elledge et al. (Clin Cancer Res (1998):
HER-2 expression and response to tamoxifen in estrogen
receptor-positive breast cancer: a Southwest Oncology
Group Study [pdf]); and Hayes et al. (Clin Cancer
Res (2001): Circulating
HER-2/erbB-2/c-neu (HER-2) Extracellular Domain as a
Prognostic Factor in Patients with Metastatic Breast
Cancer). Of these, Wright, Elledge, and Houston
found in the negative, but Breast
Cancer Watch notes that these studies examined
whether HER-2 overexpression or amplification were predictive
of response to tamoxifen, and this is an independent
question from whether HER-2 expressing patients treated
with tamoxifen exhibit worse prognosis,
which is the focus of the other studies which collectively
found in the affirmative. The meta-analysis clearly
upholds the prognostic conclusion that
(1) HER-2-positive metastatic breast cancer is less
responsive to any type of endocrine treatment, and that
(2) HER-2 overexpression is associated with higher rates
of endocrine therapy failure.
Breast Cancer Watch
finds that the results of the De Laurentis meta-anlysis
are cross-confirmed by the recently reported findings
of Michael Dowsett at Royal Marsden and coworkers (Dowsett
et al., Ann Oncol (2006): Benefit
from adjuvant tamoxifen therapy in primary breast cancer
patients according oestrogen receptor, progesterone
receptor, EGF receptor and HER2 status) who
demonstrated (1) that any benefit of tamoxifen in the
ER- context was largely restricted to the ER-/PR+ context,
and (2) that no patients
positive for HER2 benefited significantly,
and by the findings of the IMPACT multicenter double-blind
RCT of Smith et al. (J Clin Oncol (2005): Neoadjuvant
Treatment of Postmenopausal Breast Cancer With Anastrozole,
Tamoxifen, or Both in Combination: The Immediate Preoperative
Anastrozole, Tamoxifen, or Combined With Tamoxifen (IMPACT)
Multicenter Double-Blind Randomized Trial) which
demonstrated that the objective response for patients
with HER2-positive cancer was 58% for anastrozole compared
with 22% for tamoxifen. In this latter connection, Dowsett
et al. (Dowsett et al., Breast Cancer Res Treat (2005):
Biological characteristics of the pure antiestrogen
fulvestrant: overcoming endocrine resistance)
note that preclinical studies indicate that combining
the pure antiestrogen fulvestrant (faslodex) with growth
factor targeted agents, such as the EGFR TKI gefitinib
(Iressa) or the anti-human HER2 monoclonal antibody
trastuzumab (Herceptin), may result in greater anti-tumor
activity than either agent alone.
- [updated]
ER+ / PR- / HER-2+ Disease
The balance of the evidence suggest that patients with
estrogen receptor positive (ER+) / progesterone receptor
negative (PR-), and/or HER-2 overexpressing (HER-2+)
breast carcinomas appear to derive lower benefit from
endocrine treatment (see the recent exploration of this
by Riccardo Pozone at the Institute for Cancer Research
and Treatment (IRCC) and his coresearchers: Ponzone
et al., Ann Oncol (2006): Clinical
outcome of adjuvant endocrine treatment according to
PR and HER-2 status in early breast cancer).
The IRCC team examined retrospectively data from 972
breast cancer patients who received adjuvant endocrine
therapy [tamoxifen (725), tamoxifen + LHRH/GnRH analogs
(127) and aromatase inhibitors (120)] finding that:
- (1) ER+/PR tumours were characterised by
larger size, higher tumour grade, higher Ki-67 expression,
and lower mean ER, and HER-2 expression compared
to versus ER+/PR+ tumors.
- in addition to nodal status and tumor diameter,
both lack of PR expression (PR-), and HER-2 overexpression
(HER-2+) were associated with shorter disease-free
survival (DFS).
and hence concluding from this that PR- and HER-2+ (lack
of PR expression and HER-2 overexpression) are both
associated with aggressive tumor features, with PR status
being stronger prognostically on the risk of recurrence
in endocrine-treated breast cancer patients.
See also the comments by Karen Gelmon, Head of the British
Columbia Cancer Agency (Oncology Consultations, V. 3,
No. 12 (2006): Treatment
of Estrogen ReceptorPositive, HER2-Overexpressing
Metastatic Breast Cancer) who noted that "we
know that in hormonesensitive tumors, the most effective
treatment is often hormonal treatment. Estrogen receptorpositive
tumors appear to respond less well to chemotherapy,
and we know that ER+/PgR tumors may respond less
well to hormonal agents, and, in particular, to tamoxifen".
And in the same interview, Joanne Mortimer, Deputy Director
for Clinical Affairs at the Moores UCSD Cancer Center
observed that "ER+/PgR cancers are a unique
population that we need to understand better. The Southwest
Oncology Group reported the importance of the PgR in
predicting response to tamoxifen in advanced breast
cancer [as found by A Ring & M Dowsett, Clin
Breast cancer (2003):
Human epidermal growth factor receptor-2 and hormonal
therapies: clinical implications] . Progesterone
positivity is more predictive of response to tamoxifen
than the ER status" and that "the ATAC
data
did suggest that AIs were superior in this patient subset".
Thus increased HER2 expression appears to be causally
associated with resistance to endocrine therapy, particularly
tamoxifen therapy, for both patients with both EBC (early-stage
breast cancer) and MBC (metastatic breast cancer) (see
Michele De Laurentis (Clin Cancer Res (2005): A
Meta-Analysis on the Interaction between HER-2 Expression
and Response to Endocrine Treatment in Advanced Breast
Cancer), A Ring & M Dowsett, Clin Breast
cancer (2003):
Human epidermal growth factor receptor-2 and hormonal
therapies: clinical implications, and M Dowsett,
Endocr Relat Cancer (2001): Overexpression
of HER-2 as a resistance mechanism to hormonal therapy
for breast cancer [pdf]).
In addition, for the subset of patients with ER+ and
HER2+ tumors, letrozole (Femara) is more effective than
tamoxifen, and is associated with greater antiproliferative
activity, as determined by Ki67 inhibition: as found
by Ellis et al., Cancer Res (2003): Letrozole
Inhibits Tumor Proliferation More Effectively than Tamoxifen
Independent of HER1/2 Expression Status, who
in addition note that from their examination of the
tamoxifen-treated ER+, HER1/2+-treated cases as a group,
tamoxifen can be seen not to be an efficient antiproliferative
agent overall although tamoxifen was not completely
inactive), with letrozole inducing profound down-regulation
of the progesterone receptor (PgR) compared to the the
mixed agonist/antagonist effect of tamoxifen on PgR.
In this connection, note that the IMPACT trial (Dowsett
et al., Clin Cancer Res (2005): Short-Term
Changes in Ki-67 during Neoadjuvant Treatment of Primary
Breast Cancer with Anastrozole or Tamoxifen Alone or
Combined Correlate with Recurrence-Free Survival)
determined that more patients are biologically responsive
to hormonal agents, by virtue of confimed changes in
the Ki-67 growth index, than are recorded as clinically
responsive, suggesting that estrogen does not seem to
be an important cell survival agent for human breast
cancer cells, given the observation that in the IMPACT
trial the tumors are shrinking, but without any increase
in apoptosis. (See also Ellis et al., J Clin Oncol (2006):
Estrogen-Independent Proliferation Is Present in
Estrogen-Receptor HER2-Positive Primary Breast Cancer
After Neoadjuvant Letrozole and Dowsett et al.
J Clin Oncol (2005): Biomarker
Changes During Neoadjuvant Anastrozole, Tamoxifen, or
the Combination: Influence of Hormonal Status and HER-2
in Breast Cancer - A Study from the IMPACT Trialists
which also found significantly greater suppression of
Ki67 in the anastrozole-treated group than in the tamoxifen-
or combination-treated groups, in keeping with comparable
observations in the ATAC trial). Finally, Bottini et
al. (J Clin Oncol (2006): Randomized
Phase II Trial of Letrozole and Letrozole Plus Low-Dose
Metronomic Oral Cyclophosphamide As Primary Systemic
Treatment in Elderly Breast Cancer Patients)
investigated in their open-labeled, randomized phase
II trial the activity of letrozole with or without oral
metronomic cyclophophamide (50 mg/daily for 6 months)
as primary systemic treatment (PST) in elderly breast
cancer patients, finding that there was a significantly
greater suppression of Ki67 and VEGF-A expression in
the chemoendocrine metronomic group (letrozole/cyclophosphamide-treated)
than in the letrozole-only group, leading to lower Ki67
and VEGF expression at post-treatment residual histology.
Just reported are the results of the TAnDEM study (reported
by Bella Kaufman of the Chaim Sheba Medical Center,
and international coresearchers: Kaufman et al., Ann
Oncol, V. 17, Suppl 9 (2006): Trastuzumab
plus anastrozole prolongs progression-free survival
in postmenopausal women with her2-positive, hormone-dependent
metastatic breast cancer (MBC) [late-breaking
abstract, pdf]), a randomized phase III trial begun
in 2001 and evaluating anastrozole (Arimidex) + trastuzumab
(Herceptin) versus anastrozole alone as first-line or
second-line endocrine therapy in 208 postmenopausal
women with hormone-repsonsive (ER+ and/or PR+) and HER2-overexpressing
MBC. TAnDEM is the first randomized study to show that
the specific subset of co-positive patients
(HER-2+ and hormone receptor positive (ER+ and/or PR+)
is actually a higher-risk, more aggressive disease group.
With regard to this special co-positive group, the TAnDEM
study determined that patients in the anastrozole +
trastuzumab arm experienced both significant improvements
in PFS, at a level of doubling PFS, and clinical benefit
rate (CBR), compared to patients on anastrozole monotherapy,
with overall tumor response rate (ORR) being significantly
higher with anastrozole + trastuzumab compared to anastrozole
alone; in addition, iIn patients receiving anastrozole
+ trastuzumab, time to disease progression (TTP) was
doubled and median overall survival (OS) prolonged by
4.6 months compared to patients receiving anastrozole
montherapy, and prolonged survival was achieved despite
crossover of 35%) patients to anastrozole + trastuzumab.
The bioendocrine therapy (anastrozole + trastuzumab)
was manageable, with no new or unexpected adverse events.
Thus bioendocrine therapy with anastrozole + trastuzumab
as first-line treatment of women with HER-2+ hormone-responsive
MBC resulted in significant improvements in PFS (progression-free
survival), CBR (clinical benefit rate), ORR (overall
(tumor) response rate), TTP (time-to-progression), and
OS (overall survival).
But knowing as we do now from the above studies that
AIs will exhibit superior clinical efficacy over tamoxifen
in HER-2+ context with ER+ tumors, more so if PR-, is
not the whole story: but whether HER2-amplified cancers
were treated with tamoxifen or an AI, it was nonetheless
the case that detectable proliferation continued (see
Ellis et al., J Clin Oncol (2006): Estrogen-Independent
Proliferation Is Present in Estrogen-Receptor HER2-Positive
Primary Breast Cancer After Neoadjuvant Letrozole)
and as Ellis and colleagues observed, this suggests
that suppression of estrogen signaling alone might be
insufficient in cells, as here, with active growth factor
signaling pathways, further suggesting a role for combination
regimens of trastuzumab (Herceptin) + bevacizumab (Avastin)
(or + lapatinib (Tykerb)) in order to block and potentially
shutdown both the EGFR (HER-2) pathway and the VEGF
pathway, given that typically about 75% of patients
with HER-2 amplification also have VEGF upregulation
(and who typically exhibit quite poor outcomes under
chemotherapy alone). In this connection, the research
of Jeanne du Manoir at the Sunnybrook and Women's College
Health Sciences Centre and her coresearchers (du Manoir
et al., Clin Cancer Res (2006): Strategies
for Delaying or Treating In vivo Acquired Resistance
to Trastuzumab in Human Breast Cancer Xenografts)
examined solutions to acquired trastuzumab resistance
(noting that elevated levels of VEGF are detectable
in trastuzumab-resistant tumors), finding that to (1)
delay resistance, a daily oral low-dose metronomic cyclophosphamide
(Cytoxan) regimen was found to be particularly effective,
while to (2) treat acquired trastuzumab resistance once
it has occurred, both the antivascular endothelial
growth factor (anti-VEGF) antibody bevacizumab (Avastin)
as well as the antiepidermal growth factor receptor
antibody cetuximab (Erbitux), were effective.
- Hope Against Endocrine Resistance:
STIs (Signal Transduction Inhibitors)
These and related findings have sparked an interest
in STIs (signal transduction inhibitors) as modulators
of endocrine resistance, which includes those targeting
those targeting COX-2 (cyclooxygenase-2), HER1 and/or
HER2 kinase, mTOR, and farnesyl transferase (FT); see
Johnston, immediately below, and Nicholson et al., Endocr
Relat Cancer (2005): Growth
factor signalling and resistance to selective oestrogen
receptor modulators and pure anti-oestrogens: the use
of anti-growth factor therapies to treat or delay endocrine
resistance in breast cancer, as well as the
Consensus Statement, Proceedings of the 1st Tenovus/AstraZeneca
Workshop on Therapeutic resistance in breast cancer:
Impact of growth factor signalling pathways and implications
for future treatment, and Normanno et al., Endocr
Relat Cancer (2005): Mechanisms
of endocrine resistance and novel therapeutic strategies
in breast cancer. EGFR TKIs are one focal point
of this quest for STIs to modulate endocrine resistance,
with gefitinib (Iressa) being the most extensively studied
to date, with relatively disappointing results except
in ER+ tamoxifen-resistant breast cancer (see the review
of Johnston, Endocr Relat Cancer (2005): Clinical
trials of intracellular signal transductions inhibitors
for breast cancer a strategy to overcome endocrine
resistance).
A second area of focus of STI research is dual EGFR/HER2
TKIs, with intensive interest in lapatinib (Tycerb)
where findings suggest that lapatinib may reverse endocrine
resistance, cooperating with tamoxifen to provide maximal
growth arrest (Chu et al., Cancer Res (2006): The
Dual ErbB1/ErbB2 Inhibitor, Lapatinib (GW572016), Cooperates
with Tamoxifen to Inhibit Both Cell Proliferation- and
Estrogen-Dependent Gene Expression in Antiestrogen-Resistant
Breast Cancer).
The third area of STI research focus is FTIs (farnesyltransferase
inhibitors), with particular interest around the tipifarnib
(Zarnestra) in advanced breast cancer (see Johnston,
cited above, and the work of Basso et al., J Biol Chem
(2005): The
Farnesyl Transferase Inhibitor (FTI) SCH66336 (lonafarnib)
Inhibits Rheb Farnesylation and mTOR Signaling
on the FTI lonafarnib in enhancing the antitumor effect
tamoxifen- and taxane-induced apoptosis).
The fourth STI research focus area is mTOR (mammalian
target of rapamycin) antagonists, especially temsirolimus
(Johnston, Clin Cancer Res (2006): Clinical
Efforts to Combine Endocrine Agents with Targeted Therapies
against Epidermal Growth Factor Receptor/Human Epidermal
Growth Factor Receptor 2 and Mammalian Target of Rapamycin
in Breast Cancer), although this arena appears
less mature than that of EGFR TKIs, dual EGFR/TKIs,
and FTIs; we are awaiting the results of Phase III trials
to clarify clinical value of unique comibination of
AIs with mTOR antagonists.
Note there is a corollary phenomenon of acquired trastuzumab
(Herceptin) resistance. Two strategies have been deployed
here: (1) to delay the onset of tumor relapse; here
metronomic therapy (MT) - essentially, prolonged administration
of relatively low drug doses, at close regular intervals
with no significant breaks - using a daily oral low-dose
cyclophosphamide (Cytoxan) regimen was found to be particularly
effective, and (2) to treat acquired trastuzumab resistance
once it has occurred; here solutions may be founded
on the observation that elevated levels of VEGF are
detected in trastuzumab-resistant tumors, so both the
antiEGFR antibody cetuximab (Erbitux) is effective,
as is the anti-VEGF antibody bevacizumab (Avastin),
as shown by the preclinical research of du Manoir et
al. (Clin Cancer Res (2006): Strategies
for Delaying or Treating In vivo Acquired Resistance
to Trastuzumab in Human Breast Cancer Xenografts).
On the metronomic therapy approach, see also Munoz et
al. (Cancer Res (2006): Highly
Efficacious Nontoxic Preclinical Treatment for Advanced
Metastatic Breast Cancer Using Combination Oral UFT-Cyclophosphamide
Metronomic Chemotherapy). And novel CAM (complimentary
and alternative medicine) interventions are also being
explored to address Her2/neu-overexpressing breast carcinomas:
Menendez et al. (Ann Oncol (2006): Antitumoral
actions of the anti-obesity drug orlistat (XenicalTM)
in breast cancer cells: blockade of cell cycle progression,
promotion of apoptotic cell death and PEA3-mediated
transcriptional repression of Her2/neu (erbB-2) oncogene)
confirmed the antitumor activity of the anti-obesity
agent Orlistat (Xenical) via its ability to block the
lipogenic activity of FAS (fatty acid synthase), oncogenic
antigen that is up-regulated in fully half of all breast
cancers, and which is in addition an indicator of poor
prognosis,being recently functionally associated with
the Her2/neu (erbB-2) oncogene; they found that co-exposure,
but not sequential exposure, of orlistat (Xenical) and
trastuzumab (Herceptin) demonstrated strong synergistic
effects, with orlistat-induced FAS inhibition synergistically
promoting apoptotic breast cancer cell death.
[new]
Fulvestrant Overcoming Endocrine Resistance
As we discussed elsewhere (Fulvestrant
(Faslodex) Endocrine Therapy), clinical data
on fulvestrant in advanced breast cancer following resistance
to AIs from the final results of a phase 2 study (Perey
et al., Ann Oncol (2007): Clinical
benefit of fulvestrant in postmenopausal women with
advanced breast cancer and primary or acquired resistance
to aromatase inhibitors: final results of phase II Swiss
Group for Clinical Cancer Research Trial (SAKK 21/00))
found that fulvestrant produced clinical benefit (CB
= complete + partial response + stable disease of 24
weeks) in 30% patients who had progressed on prior endocrine
treatment (tamoxifen and a nonsteroidal AI), thereby
allowing the delay of initiation of chemotherapy. And
Petruzelka and colleagues reported results from a compassionate
use program in which postmenopausal women with metastatic
breast cancer progressing on at least two prior endocrine
therapies were treated with fulvestrant, and found that
52% of patients gained clinical benefit from fulvestrant
treatment despite most having received 23 prior
endocrine therapies, with some having also received
prior chemotherapy (Petruzelka et al., ASCO Annual Meeting
(2004): Fulvestrant
in postmenopausal women with metastatic breast cancer
progressing on prior endocrine therapy results
from a compassionate use program).
Another study examined the efficacy and toxicity of
fulvestrant in patients with disease progression on
an aromatase inhibitor, finding that fulvestrant exhibited
significant antitumor activity in postmenopausal women
with MBC that had progressed on prior AI therapy, with
a clinical benefit rate of 35.1% (Ingle et al., J Clin
Oncol (2006): Fulvestrant
in Women With Advanced Breast Cancer After Progression
on Prior Aromatase Inhibitor Therapy: North Central
Cancer Treatment Group Trial N0032 [pdf]); they
researchers also found that the level of benefit with
fulvestrant apperaed to be at least as good as that
reported for exemestane (Aromasin) after nonsteroidal
AI therapy. And Steger and colleagues, reporting on
a single-center experience at the University of Vienna
found that fulvestrant was an effective and well-tolerated
treatment for patients with advanced, hormone receptor-positive
breast cancer who have progressed following prior endocrine
therapy, with fulvestrant's novel mechanism of action
resulting in a lack of cross-resistance with other hormonal
therapies including tamoxifen and aromatase inhibitors;
they concluded that patients with both ER+ and PR+ status
in particular may gain benefit from fulvestrant treatment,
with an observed clinical benefit rate of 56.8% in patients
receiving fulvestrant as first-, second-, third- or
fourth-line hormonal therapy for advanced disease (Steger
et al., Breast Cancer Treat Res (2003): Fulvestrant
(Faslodex) in metastatic breast cancer [pdf]).
- Warning: Chemopreventive
Tamoxifen - No or Negative Benefit on Mortality for
ER+ Tumors
Deployment of tamoxifen as a chemopreventive agent to
reduce the risk of developing breast cancer yields:
(1) a positive survival benefit only among women
at very high risk of developing breast carcinoma,
defined as above 3% five-year risk - and particularly
in women who have not had a hysterectomy - as recently
demonstrated by the research of Joy Melnikow at UC
Davis School of Medicine and co-researchers at University
of Pittsburgh and McMaster University (Ontario) (Cancer
(2006): Chemoprevention:
Drug pricing and mortality);
(2) below this level, for women meeting the minimum
FDA eligibility criteria for high risk - as
opposed to very high risk - of breast carcinoma, defined
as a 5-year risk of at least 1.67 percent, tamoxifen
yields the much cited 49% percent reduction in the
ER+ breast tumor context, but the benefits are countervailed
by the increased risk of endometrial/uterine cancer,
DVT (deep vein thromboses), stroke, and cataracts,
and the overall result is that tamoxifen deployment
not only had no appreciable effect on survival, but
may on the contrary increase mortality; note that
the FDA approval (1998) for tamoxifen chemoprevention
of breast cancer is narrowly for women who have at
least a >1.66% chance of developing the disease
over the next five years.
(3) for women with the minimum 1.67 percent 5-year
breast cancer risk - defining high risk - who are
eligible to take tamoxifen, there were no mortality
rate benefits to taking tamoxifen: when the the differential
impact of ER- tumors was adjusted for, tamoxifen increased
mortality for women with an intact uterus up to the
threshold of 2.1% five-year breast cancer risk. The
assessment of low versus high versus very high breast
cancer risk was made under the Gail Model, using BCRAT
(Breast cancer Risk Assessment Tool), which is online
at the NCI site: Breast
cancer Risk Assessment Tool.
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